Kevin N. Cheng
Professional summary
Kevin Nmn Cheng, who also goes by Kevin Cheng, is a registered financial professional currently at C&C TRADING L.L.C. located in Greenwich, Connecticut.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 2017. Kevin has worked at 2 firms and has passed the SIE and Series 57 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Nmn Cheng's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2018 - Present
C&C TRADING L.L.C.
Office #1: 35 Mason Street 4th Floor, Greenwich, CT 06830Office #2: 35 Mason Street 4th Fl, Greenwich, CT 06830October 5, 2017 - July 31, 2018
GROUP ONE TRADING LLC
April 4, 2017 - June 30, 2017
GROUP ONE TRADING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Current Firm
C&C TRADING L.L.C.
CRD#: 39302 / SEC#: , 8-48631
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| C&C GLOBAL MARKETS, LLC | MEMBER | |
| ADORNEY, DAVID JAMES | MEMBER | 3096122 |
| ANCONA, GREGORY MICHAEL | MEMBER | |
| ARGINTEANU, MATAN NMN | MEMBER | 7269441 |
| CHARLTON, WILLIAM JAMES III | CCO | 1021975 |
| CHENG, KEVIN NMN | MEMBER | 6655073 |
| CHERNYAVSKIY, IVAN NMN | MEMBER | |
| COCCHI, ROBERT LOUIS | EXECUTIVE OFFICER | 2355430 |
| COHEN, ROBERT PAUL | EXECUTIVE OFFICER | 2683613 |
| GUO, ZEJIA | MEMBER | 7301278 |
| KALISHMAN, MICHELE A | EXECUTIVE OFFICER | 3134392 |
| KRUGER, JOHN ROBERT | FINOP PFO POO | 4740278 |
| LOUIE, MATTHEW NMN | MEMBER | 6176342 |
| MONTANO, ANDREW JOHN | MEMBER | 4709265 |
| ROTHBAUM, JOSHUA | MEMBER | 7781487 |
| SUH, DANIEL JAIPIL | MEMBER | 6458512 |
| TUTTLE, JEREMY PETER | MEMBER | 5847396 |
| WILSON, DAVID CALEB | MEMBER | 4725210 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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