Michael A. Scrobe
Professional summary
Michael A Scrobe, who also goes by Michael Andrew Scrobe, is a registered financial professional currently at DAWSON JAMES SECURITIES, INC. located in Boca Raton, Florida.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2017. Michael has worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael A Scrobe's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 22, 2021 - Present
DAWSON JAMES SECURITIES, INC.
Office #1: 101 North Federal Highway Suite 600, Boca Raton, FL 33432May 22, 2019 - March 22, 2021
BRADLEY WOODS & CO. LTD.
September 13, 2017 - May 21, 2019
CHARDAN CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2021)
(3/22/2021)
(3/22/2021)
Exams
FINRA
Nasdaq Stock Market
Current Firm
DAWSON JAMES SECURITIES, INC.
CRD#: 130645 / SEC#: , 8-66367
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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Company Information
DAWSON JAMES SECURITIES, INC.
CRD#: 130645Boca Raton, FL 33432TRUST BUT VERIFY
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