Bryan Yates
Professional summary
Bryan Yates is a registered financial professional currently at SUMMIT SECURITIES GROUP LLC located in New York, New York.
Bryan is registered as a RR (Registered Representative) and started their career in finance in 2021. Bryan has worked at 1 firm and has passed the Series 7TO, Series 57TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bryan Yates's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2021 - Present
SUMMIT SECURITIES GROUP LLC
Office #1: 55 Broadway Suite 2102, New York, NY 10006Office #2: 55 Broadway Suite 2102, New York, NY 10006State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 7TO
Date: 12/31/2024
General Securities Representative ExaminationSeries 57TO
Date: 1/26/2021
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
SUMMIT SECURITIES GROUP LLC
CRD#: 159283 / SEC#: , 8-68977
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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