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RH

Rhody Heller

Q ADVISORS
DENVER, CO
·CRD# 6652428·10 years experience

Professional Summary

Rhody Heller, who also goes by Rhody Patrick Orion Heller, is a registered financial advisor currently at Q ADVISORS LLC located in Denver, Colorado. Rhody is registered as a RR (Registered Representative) and started their career in finance in 2016. Rhody has worked at 6 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rhody Patrick Orion Heller

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

Q ADVISORS LLC·CRD# 127232
BD
999 18th Street Suite 2015, Denver, CO 80202
May 11, 2023 - Present
TRUIST SECURITIES, INC.·CRD# 6271
BD
New York, NY
July 30, 2021 - January 26, 2023
CDX ADVISORS·CRD# 171500
BD
West Palm Beach, FL
October 8, 2019 - July 25, 2021
BA SECURITIES, LLC·CRD# 153489
BD
W. Conshohocken, PA
February 22, 2019 - October 7, 2019
PURSUIT MERCHANT SECURITIES LLC·CRD# 281033
BD
New York, NY
June 7, 2017 - February 22, 2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
RIA
New York, NY
August 22, 2016 - April 27, 2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
BD
New York, NY
July 9, 2016 - April 27, 2017

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Current Firm

QA
Q ADVISORS LLC

Q ADVISORS LLC

CRD#: 127232 / SEC#: 8-65975
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

999 18th Street Suite 2015, Denver, CO 80202

Mailing Address

999 18th Street Suite 2015, Denver, CO 80202

Phone Number

(303) 996-9660

Established

Colorado since 07/26/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
Q CONSULTING LLCMEMBER AND MANAGER—
DEHAVEN, RICHARD GERARDMEMBER AND MANAGER5463464
COLLINS, ELIZABETH SARAHFINOP4714831
QUINN, MICHAEL SCOTTCHIEF COMPLIANCE OFFICER4666153

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(5/12/2023)
RR
Colorado
(5/11/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2016About the Series 66 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Nov 2019About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2016About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Rhody Heller's CRS (Customer Relationship Summary).

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