Richard Gerard Dehaven
Professional Summary
Richard Gerard Dehaven, who also goes by Gerry Dehaven, is a registered financial advisor currently at Q ADVISORS LLC located in Denver, Colorado. Richard is registered as a RR (Registered Representative) and started their career in finance in 2008. Richard has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gerry Dehaven
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
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Disclosures on record.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
Q ADVISORS LLC
Contact Information
Main Address
999 18th Street Suite 2015, Denver, CO 80202Mailing Address
999 18th Street Suite 2015, Denver, CO 80202Phone Number
(303) 996-9660Established
Colorado since 07/26/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/31/2010)
(8/31/2010)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Richard Gerard Dehaven's CRS (Customer Relationship Summary).
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