John H. Tompkins
Professional summary
John Hunter Tompkins is a registered financial advisor currently at CREDIT UNION INVESTMENT SERVICES located in Hickory, North Carolina and SECU BROKERAGE SERVICES located in Hickory, North Carolina.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. John has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 24 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Hunter Tompkins's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2016 - Present
CREDIT UNION INVESTMENT SERVICES
Office #1: 2875 16th St. Ne, Hickory, NC 28601July 21, 2016 - Present
SECU BROKERAGE SERVICES
Office #1: 3100 S Nc 127 Highway, Hickory, NC 28602Office #2: 2875 16th Street Ne, Hickory, NC 28601Office #3: 1130 Fairgrove Church Road, Hickory, NC 28603Office #4: 503 Wilkesboro Blvd, Ne, Lenoir, NC 28645Office #5: 50 Brendle St., Bryson City, NC 28713State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/12/2016)
(9/16/2016)
Exams
Series 7TO
Date: 5/26/2022
General Securities Representative ExaminationFINRA
Current Firm
CREDIT UNION INVESTMENT SERVICES
CRD#: 144871 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 110,960 |
Red Flags
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Company Information
CREDIT UNION INVESTMENT SERVICES
CRD#: 144871Hickory, NC 28601TRUST BUT VERIFY
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