William E. Montague

WESTFORD, MA

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CRD#: 6650350

Professional summary

William E Montague, CFP®, who also goes by William Edward Montague, was a registered financial advisor .

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. William had worked at 6 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William Edward Montague

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SVB Wealth LLC-Investment Related-Relationship Manager Position is Relationship Manager; Started 06/2022; FTE employee; Provide wealth management advise to SVBW clients.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

October 14, 2025 - Present

WESTFORD, MA

Past

April 12, 2023 - October 7, 2025

CYNOSURE GROUP, LLC

RIA

CRD#: 281399

Westford, MA

Past

June 28, 2022 - April 25, 2023

SVB WEALTH

RIA

CRD#: 172832

Newton, MA

Past

July 2, 2020 - April 25, 2023

SVB INVESTMENT SERVICES INC.

CRD#: 168116

Newton, MA

Past

April 28, 2020 - July 29, 2022

SVB INVESTMENT SERVICES INC.

RIA

CRD#: 168116

Newton, MA

Past

March 9, 2020 - April 21, 2020

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

WELLESLEY, MA

Past

January 10, 2020 - April 21, 2020

MML INVESTORS SERVICES, LLC

CRD#: 10409

WELLESLEY, MA

Past

August 30, 2019 - January 10, 2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(10/21/2025)

IAR

Utah
(10/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/27/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/20/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/30/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/25/2019

Securities Industry Essentials Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William E. Montague

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CYNOSURE GROUP, LLC

SVB WEALTH

SVB INVESTMENT SERVICES INC.

SVB INVESTMENT SERVICES INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/27/2020

Series 63

Date: 9/20/2019

Series 7TO

Date: 8/30/2019

SIE

Date: 7/25/2019

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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