James R. Healy
Professional summary
James R Healy, who also goes by James Ryan Healy, Jim Healy, is a registered financial professional currently at AKUNA SECURITIES LLC located in Chicago, Illinois.
James is registered as a RR (Registered Representative) and started their career in finance in 2023. James has worked at 2 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James R Healy's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2025 - Present
AKUNA SECURITIES LLC
Office #1: 333 S. Wabash Ave. Suite 2600, Chicago, IL 60604May 23, 2023 - July 16, 2024
OPTIVER US LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
AKUNA SECURITIES LLC
CRD#: 159041 / SEC#: , 8-68957
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
