Ericka J. Spann

MML STRATEGIC DISTRIBUTORS

New Cumberland, PA

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CRD#: 6648538

Professional summary

Ericka Jenice Spann, who also goes by Ericka Spann, is a registered financial professional currently at MML STRATEGIC DISTRIBUTORS, LLC located in New Cumberland, Pennsylvania.

Ericka is registered as a RR (Registered Representative) and started their career in finance in 2016. Ericka has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ericka Spann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ericka Jenice Spann's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 17, 2025 - Present

MML STRATEGIC DISTRIBUTORS, LLC

CRD#: 168638

New Cumberland, PA

Past

February 20, 2025 - March 14, 2025

WORLD EQUITY GROUP, INC.

CRD#: 29087

SCHAUMBURG, IL

Past

October 31, 2023 - November 29, 2024

INVESTMENT DISTRIBUTORS, INC.

CRD#: 35490

BIRMINGHAM, AL

Past

June 8, 2016 - November 3, 2023

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(3/17/2025)

District of Columbia
(3/17/2025)

Maryland
(3/17/2025)

Pennsylvania
(3/17/2025)

Virginia
(3/17/2025)

West Virginia
(3/17/2025)

Exams

State Security Law Exam

Series 63

Date: 6/29/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/7/2016

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/28/2020

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

MML STRATEGIC DISTRIBUTORS, LLC

CRD#: 168638 / SEC#: , 8-69322

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

1295 State Street, Springfield, MA 01111-0001

Mailing Address

1295 State Street, Springfield, MA 01111-0001

Phone number

(413) 744-4528

Established

Delaware since 06/07/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	MEMBER
BAGGETTA, VINCENT COSIMO	CHIEF RISK OFFICER	2431743
BLUE, DOMINIC	DIRECTOR	7323924
CRADDOCK, GEOFFREY	DIRECTOR	1444771
DIGANGI, MATTHEW T	CHIEF EXECUTIVE OFFICER AND PRESIDENT	3229894
DUCH III, EDWARD KARL	CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT	4808341
PUHALA, JAMES	VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	5290483
REILLY, JENNIFER RHODES	DIRECTOR	3243154
RISPOLI, FRANK JOSEPH	CHIEF FINANCIAL OFFICER AND TREASURER	4364402

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ericka J. Spann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ericka Jenice Spann's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORLD EQUITY GROUP, INC.

INVESTMENT DISTRIBUTORS, INC.

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/29/2016

SIE

Date: 10/1/2018

Series 6

Date: 6/7/2016

Series 26

Date: 10/28/2020

FINRA

Current Firm

MML STRATEGIC DISTRIBUTORS, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MML STRATEGIC DISTRIBUTORS, LLC

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