Kelly Vasel
Professional summary
Kelly Vasel, who also goes by Kelly Fant, Kelly Taylor Vasel, Kelly Vasel, is a registered financial professional currently at THORNBURG SECURITIES LLC located in Santa Fe, New Mexico.
Kelly is registered as a RR (Registered Representative) and started their career in finance in 2017. Kelly has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kelly Vasel's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2026 - Present
THORNBURG SECURITIES LLC
Office #1: 2300 North Ridgetop Road, Santa Fe, NM 87506October 10, 2017 - May 5, 2026
UBS FINANCIAL SERVICES INC.
August 28, 2017 - May 5, 2026
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2026)
(6/9/2026)
Exams
FINRA
Current Firm
THORNBURG SECURITIES LLC
CRD#: 14857 / SEC#: , 8-31249
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC | SOLE MEMBER | 106357 |
| BHATT, NIMISH SANJAY | TREASURER, PRINCIPAL FINANCIAL OFFICER | 2789977 |
| BROWNELL, JESSE RYAN | GLOBAL HEAD OF DISTRIBUTION | 5511918 |
| CALLOW, AMY | SECRETARY | |
| HOLLOWAY, CURTIS EDWARD | PRINCIPAL OPERATIONS OFFICER | 5130594 |
| OLEXSAK, RONALD | CHIEF COMPLIANCE OFFICER | 2858575 |
Red Flags
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