John D. Masterson
Professional summary
John Dupre Masterson, who also goes by John Masterson, is a registered financial professional currently at TCG CAPITAL MARKETS L.L.C. located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2016. John has worked at 3 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Dupre Masterson's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2024 - Present
TCG CAPITAL MARKETS L.L.C.
Office #1: 1 Vanderbilt Avenue Suite 3400, New York, NY 10017August 17, 2022 - March 27, 2024
SPC CAPITAL MARKETS LLC
August 15, 2016 - August 30, 2018
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/18/2024)
Exams
Series 79TO
Date: 11/16/2022
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 8/17/2022
General Securities Representative ExaminationFINRA
Current Firm
TCG CAPITAL MARKETS L.L.C.
CRD#: 291767 / SEC#: , 8-70061
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CARLYLE INVESTMENT MANAGEMENT, L.L.C. | MEMBER | |
| KRZAK, ALEXANDER JACOB | PRINCIPAL OPERATIONS OFFICER | 6349160 |
| LEFKOWITZ, JOSHUA ADAM | OFFICER | 7216783 |
| LOWENTHAL, MITCHELL NEAL | CO-CHIEF COMPLIANCE OFFICER | 6939241 |
| PLOUFFE, JUSTIN | CEO | 6223477 |
| QIAN, LIANGSHUN | CO-CHIEF COMPLIANCE OFFICER | 7247412 |
| RIORDAN, TIFFANY | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 6313437 |
Red Flags
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