Zachary S. Weaver

XML FINANCIAL GROUP

Rockville, MD

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CRD#: 6646112

Professional summary

Zachary Scott Weaver, who also goes by Zachary Scott Weaver, Zachary Weaver, is a registered financial advisor currently at XML FINANCIAL GROUP located in Rockville, Maryland and XML SECURITIES located in Bethesda, Maryland.

Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Zachary has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Zachary Scott Weaver | Zachary Weaver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Capitalbyte LLC dba Scottie Skin Co.; LLC for e-commerce skin care brand sales on Shopify. ; 6 Belle Hollow Ct, Gaithersburg MD 20882; Start Date 09/2023; Role/Title: Owner; Not Investment Related; 40 hours per month; 0 hours per month during securities trading hours; work with marketing agency to ensure operations are running smoothly]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Scott Weaver's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2025 - Present

XML FINANCIAL GROUP

Office #2: 6901 Rockledge Drive Suite 730, Bethesda, MD 20817

RIA

CRD#: 284987

Rockville, MD

Current

March 6, 2025 - Present

XML SECURITIES

Office #1: 6901 Rockledge Drive Suite 730, Bethesda, MD 20817

CRD#: 145589

Bethesda, MD

Past

May 9, 2023 - March 14, 2025

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

BETHESDA, MD

Past

April 12, 2023 - March 14, 2025

NYLIFE SECURITIES LLC

CRD#: 5167

BETHESDA, MD

Past

January 27, 2021 - June 16, 2022

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

SAN DIEGO, CA

Past

January 27, 2021 - June 16, 2022

PARK AVENUE SECURITIES LLC

CRD#: 46173

SAN DIEGO, CA

Past

January 31, 2019 - January 22, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

SAN DIEGO, CA

Past

January 31, 2019 - January 22, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

SAN DIEGO, CA

Past

July 26, 2018 - October 30, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

HERSHEY, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

XML FINANCIAL GROUP

CRD#: 284987 / SEC#: 801-108376

RIA

Registered Investment Advisory firm - (9/12/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/4/2025)

California
(11/4/2025)

Colorado
(11/4/2025)

Delaware
(11/4/2025)

District of Columbia
(11/4/2025)

Florida
(11/4/2025)

Kentucky
(11/4/2025)

Maryland
(3/6/2025)

IAR

Maryland
(3/6/2025)

New Jersey
(11/4/2025)

New York
(11/4/2025)

North Carolina
(11/4/2025)

Oregon
(11/4/2025)

Pennsylvania
(11/4/2025)

Texas
(11/4/2025)

Virginia
(11/4/2025)

Washington
(11/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/19/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/26/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

XML FINANCIAL GROUP

CRD#: 284987 / SEC#: 801-108376

RIA

Registered Investment Advisory firm - (9/12/2016 Approved)

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Contact information

Main Address

6901 Rockledge Drive Suite 730, Bethesda, MD 20817

Mailing Address

Phone number

(301) 770-5234

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP-FEE PROGRAM BROCHURE FOR XML FINANCIAL, LLC (3/28/2025)

ADV 2A BROCHURE FOR XML FINANCIAL, LLC (3/28/2025)

Regulatory assets under management

Total Number of Accounts	6,044
AUM (Assets Under Management)	$ 2,993,236,597

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/19/2024	Cover Page	Report
07/19/2023	Cover Page	Report
11/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Zachary S. Weaver

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Scott Weaver's CRS (Customer Relationship Summary).

Certified licenses

Experience

XML SECURITIES

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

XML FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 10/19/2018

SIE

Date: 10/1/2018

Series 7

Date: 7/26/2018

FINRA

Current Firm

XML FINANCIAL GROUP

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

XML FINANCIAL GROUP

TRUST BUT VERIFY

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