KS
Katie Schrenk
CP INVESTMENTS
Los Angeles, CA 90067-4700
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CRD#: 6643853
KS
Professional summary
Katie Schrenk is a registered financial professional currently at CP INVESTMENTS, LLC located in Los Angeles, California.
Katie is registered as a RR (Registered Representative) and started their career in finance in 2018. Katie has worked at 1 firm and has passed the SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Katie Schrenk's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 12, 2018 - Present
CP INVESTMENTS, LLC
Office #1: 2000 Avenue Of The Stars 11th Floor, Los Angeles, CA 90067-4700BD
CRD#: 24029
Los Angeles, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CP INVESTMENTS, LLC
CANYON PARTNERS INCORPORATED | RATHGAR SECURITIES INC. | CP INVESTMENTS, LLC | CP INVESTMENTS INCORPORATED | COLDWATER SECURITIES INCORPORATED
CRD#: 24029 / SEC#: , 8-40862
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2000 Avenue Of The Stars 11th Floor, Los Angeles, CA 90067-4700
Mailing Address
2000 Avenue Of The Stars 11th Floor, Los Angeles, CA 90067-4700
Phone number
(310) 272-1000
Established
California since 01/30/1989
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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