Mark C. Gibson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Christopher Gibson, who also goes by Mark Gibson, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2016. Mark had worked at 2 firms and has passed the Series 63, SIE, Series 62 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2017 - February 13, 2023
FOCUS STRATEGIES MERCHANT BANKING, LLC
August 12, 2016 - May 18, 2017
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 6/26/2017
Corporate Securities Limited Representative ExaminationCurrent Firm
FOCUS STRATEGIES MERCHANT BANKING, LLC
CRD#: 172021 / SEC#: , 8-69495
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
