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Mark Christopher Gibson

CRD# 6642981·Registered 2016 - 2023
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark Christopher Gibson, who also goes by Mark Gibson, was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 2016 - 2023. Mark had worked at 2 firms and has passed the Series 63, SIE, Series 62 and Series 79 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark Gibson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

FOCUS STRATEGIES MERCHANT BANKING, LLC·CRD# 172021
BD
Austin, TX
June 7, 2017 - February 13, 2023
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Houston, TX
August 12, 2016 - May 18, 2017

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Current Firm

FS
FOCUS STRATEGIES MERCHANT BANKING, LLC

FOCUS STRATEGIES MERCHANT BANKING, LLC

CRD#: 172021 / SEC#: 8-69495
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

7600 N Capital Of Texas Highway Building B, Suite 345, Austin, TX 78731

Mailing Address

7600 N Capital Of Texas Highway Building B, Suite 345, Austin, TX 78731

Phone Number

(512) 477-3280

Established

Texas since 01/01/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FOCUS STRATEGIES PARTNERS, LLCOWNER—
HELLER, JEFFREY PHILIPFINOP, PFO, POO3139370
SANDLIN, JAMES OLIVERCHIEF COMPLIANCE OFFICER4428785
VALDEZ, FRANK GARYPRESIDENT4998611

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jun 2017

Series 79 — Investment Banking Registered Representative Examination

Passed Aug 2016About the Series 79 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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