Ala Smochinsky

THE L. WARNER COMPANIES,

Beverly Hills, CA 90212

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CRD#: 6641865

Professional summary

Ala Smochinsky, who also goes by Ala Smocinschi, is a registered financial advisor currently at THE L. WARNER COMPANIES, INC located in Beverly Hills, California and M HOLDINGS SECURITIES, INC. located in Beverly Hills, California.

Ala is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Ala has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ala Smocinschi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) The L. Warner Companies, Inc; 9100 Wilshire Blvd #720E Beverly Hills, CA 90212; Member Firm Affiliation; Investment related; Director; Establish and service accounts, execute money movement, monitor and process client requests, prepare client performance reports, and execute trades; 12/01/2021; 160 hours per month; 120 hours per month during trading hours. 2) Casablanca West Apartments; 530 Veteran Avenue, Los Angeles, CA 90024; 11/2005; Property Manager; Property administration, rent/deposit collection, tenant screening, vacancy advertising; Not Investment Related; 40 hours/month; 0 hours/month during business hours; Wages/Salary.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ala Smochinsky's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2022 - Present

THE L. WARNER COMPANIES, INC

Office #1: 9100 Wilshire Blvd. Suite 720e, Beverly Hills, CA 90212

RIA

CRD#: 108001

Beverly Hills, CA

Current

March 9, 2022 - Present

M HOLDINGS SECURITIES, INC.

Office #1: 9100 Wilshire Blvd Ste 720e, Beverly Hills, CA 90212

RIA

CRD#: 43285

Beverly Hills, CA

Past

January 26, 2018 - October 18, 2022

FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149

Beverly Hills, CA

Past

January 25, 2018 - June 6, 2022

FINESTONE PARTNERS

RIA

CRD#: 125608

BEVERLY HILLS, CA

Past

April 24, 2017 - January 25, 2018

SGMA CAPITAL MARKETS LIMITED

CRD#: 135327

Beverly Hills, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE L. WARNER COMPANIES, INC

CRD#: 108001 / SEC#: 801-56965

RIA

Registered Investment Advisory firm - (9/25/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(1/24/2022)

California
(3/9/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/21/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/24/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

THE L. WARNER COMPANIES, INC

CRD#: 108001 / SEC#: 801-56965

RIA

Registered Investment Advisory firm - (9/25/1999 Approved)

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Contact information

Main Address

9690 Deereco Road Suite 650, Timonium, MD 21093

Mailing Address

Phone number

(410) 252-0808

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 A&B (3/28/2025)

Regulatory assets under management

Total Number of Accounts	385
AUM (Assets Under Management)	$ 744,609,071

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/18/2025	Cover Page	Report
07/10/2024	Cover Page	Report
10/16/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ala Smochinsky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ala Smochinsky's CRS (Customer Relationship Summary).

Certified licenses

Experience

M HOLDINGS SECURITIES, INC.

FOUR POINTS CAPITAL PARTNERS LLC

FINESTONE PARTNERS

SGMA CAPITAL MARKETS LIMITED

Primary Firm SEC Registration

THE L. WARNER COMPANIES, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/21/2017

SIE

Date: 10/1/2018

Series 7

Date: 4/24/2017

FINRA

Current Firm

THE L. WARNER COMPANIES, INC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

THE L. WARNER COMPANIES, INC

TRUST BUT VERIFY

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