Garrett P. Leroux
BEAM WEALTH ADVISORS
Covington, LA 70433
Some features on this profile are disabled
CRD#: 6641803
Professional summary
Garrett Paul Leroux, CFP®, who also goes by Garrett P Leroux, is a registered financial advisor currently at BEAM WEALTH ADVISORS, INC. located in Covington, Louisiana and PURSHE KAPLAN STERLING INVESTMENTS located in Covington, Louisiana.
Garrett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Garrett has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Garrett P Leroux
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 1. BEAM Wealth Advisors, Inc. 2. Investment related 3. 72096 Ramos Ave, Suite D, Covington , LA 70433 4. RIA 5. Investment Advisor 6. 03/2022 7. 160 hrs/mo 8. 160 hrs during trading 9. Wealth Advisor, Financial Planning 10. Advisory Fees. 2) Fixed Insurance. Investment Related. 72096 Ramos Ave, Suite D, Covington , LA 70433. Licensed to Sell Insurance in the state of LA.
CRS (Client Relationship Summary) - RIA
Click below to view Garrett Paul Leroux's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
February 9, 2022 - Present
BEAM WEALTH ADVISORS, INC.
Office #1: 72096 Ramos Avenue Suite D, Covington, LA 70433RIA
CRD#: 109867
Covington, LA
Current
April 1, 2022 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 72096 Ramos Ave Suite D, Covington, LA 70433BD
CRD#: 35747
Covington, LA
Past
September 25, 2020 - January 31, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
NEW ORLEANS, LA
Past
September 25, 2020 - January 31, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
NEW ORLEANS, LA
Past
April 8, 2019 - September 29, 2020
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
NEW ORLEANS, LA
Past
April 8, 2019 - September 29, 2020
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
NEW ORLEANS, LA
Past
April 17, 2018 - February 14, 2019
EDWARD JONES
RIA
CRD#: 250
AUSTIN, TX
Past
March 23, 2018 - February 14, 2019
EDWARD JONES
BD
CRD#: 250
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BEAM WEALTH ADVISORS, INC.
ADVOCACY FINANCIAL, LLC | WHIDDON WEALTH MANAGEMENT, LLC | UNIVERSAL FINANCIAL GROUP, INC | TRUE COMPASS FINANCIAL, LLC | THRESHOLD, INC. | SUMMIT INVESTMENT GROUP LLC | SOMMER INVESTMENTS, LLC | ROMANO INSURANCE & INVESTMENT GROUP | ROGERS AND ROGERS | PREMIER WEALTH MANAGEMENT GROUP | OBAN WEALTH MANAGEMENT LLC | MOUNTAIN WEST WEALTH | JUDD WEALTH MANAGEMENT | JOSEPH PIRETTI & ASSOCIATES | JDS WEALTH STRATEGIES | FINESTPLAN LC | FINANCIAL DESIGN GROUP | FINANCIAL AND INVESTMENT MANAGEMENT ADVISORS, INC. | FINANCIAL AND INVESTMENT & MANAGEMENT ADVISORS, INC. | DAVIS FINANCIAL | CYPRESS FINANCIAL GROUP | CHARLES BRYAN FINANCIAL GROUP | BGA WEALTH | BGA 401K | BENEDETTI, GUCER & ASSOCIATES | BEAM WEALTH ADVISORS, INC. | BEAM WEALTH ADVISORS | BEAM ASSET MANAGEMENT, LLC | BEAM ASSET MANAGEMENT
CRD#: 109867 / SEC#: 801-60334
RIA
Registered Investment Advisory firm - (6/22/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/1/2022)
RR
California(1/18/2023)
RR
Colorado(1/18/2023)
RR
Georgia(1/18/2023)
RR
Kentucky(1/18/2023)
IAR
Louisiana(2/9/2022)
RR
Louisiana(4/1/2022)
RR
Mississippi(4/1/2022)
RR
Oregon(4/1/2022)
RR
Tennessee(6/13/2023)
RR
Texas(4/1/2022)
IAR
Texas(10/3/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BW
BEAM WEALTH ADVISORS, INC.
ADVOCACY FINANCIAL, LLC | WHIDDON WEALTH MANAGEMENT, LLC | UNIVERSAL FINANCIAL GROUP, INC | TRUE COMPASS FINANCIAL, LLC | THRESHOLD, INC. | SUMMIT INVESTMENT GROUP LLC | SOMMER INVESTMENTS, LLC | ROMANO INSURANCE & INVESTMENT GROUP | ROGERS AND ROGERS | PREMIER WEALTH MANAGEMENT GROUP | OBAN WEALTH MANAGEMENT LLC | MOUNTAIN WEST WEALTH | JUDD WEALTH MANAGEMENT | JOSEPH PIRETTI & ASSOCIATES | JDS WEALTH STRATEGIES | FINESTPLAN LC | FINANCIAL DESIGN GROUP | FINANCIAL AND INVESTMENT MANAGEMENT ADVISORS, INC. | FINANCIAL AND INVESTMENT & MANAGEMENT ADVISORS, INC. | DAVIS FINANCIAL | CYPRESS FINANCIAL GROUP | CHARLES BRYAN FINANCIAL GROUP | BGA WEALTH | BGA 401K | BENEDETTI, GUCER & ASSOCIATES | BEAM WEALTH ADVISORS, INC. | BEAM WEALTH ADVISORS | BEAM ASSET MANAGEMENT, LLC | BEAM ASSET MANAGEMENT
CRD#: 109867 / SEC#: 801-60334
RIA
Registered Investment Advisory firm - (6/22/2001 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
72096 Ramos Avenue Suite D, Covington, LA 70433
Mailing Address
Phone number
(985) 893-1440
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,006 |
| AUM (Assets Under Management) | $ 1,314,316,357 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
