FM
Fabrice Mercier
CROSS BORDER WEALTH
New York, NY 10169
Some features on this profile are disabled
CRD#: 6640917
FM
Professional summary
Fabrice Mercier, AIF®, CFP® is a registered financial advisor currently at CROSS BORDER WEALTH, LLC located in New York, New York.
Fabrice is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Fabrice has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Mercier 102 LLC; not investment related; Salt Lake City, Utah; rental property; Manager; 06/2006; less than 1 hour per month; less than 1 hour during trading hours.
2. Mercier 615 LLC; not investment related; Salt Lake City, Utah; rental property; Manager; 06/2006; less than 1 hour per month; less than 1 hour during trading hours.
3. Hawaii Property; not investment related; Kamuela, HI; rental property; owner; 09/2014; less than 1 hour per month; less than 1 hour during trading hours.
4. Paris Apartment; not investment related; Paris, France; rental property; owner; 06/2008; less than 1 hour per month; less than 1 hour during trading hours.
5. Mercier Food Products; not investment related; Salt Lake City, UT; Salad Dressing Co.; Manager; 06/2006; less than 1 hour per month; less than 1 hour during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Fabrice Mercier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 1, 2017 - Present
CROSS BORDER WEALTH, LLC
Office #1: 230 Park Avenue 4th Floor West, New York, NY 10169RIA
CRD#: 288330
New York, NY
Past
May 6, 2016 - May 19, 2017
BRITE ADVISORS USA, INC.
RIA
CRD#: 155775
New York, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CB
CROSS BORDER WEALTH, LLC
CROSS BORDER WEALTH | CROSS BORDER WEALTH, LLC | CROSS BORDER WEALTH ADVISORS, LLC
CRD#: 288330 / SEC#: 801-114158
RIA
Registered Investment Advisory firm - (10/16/2018 Approved)Connecticut
Registered Investment Advisory firm - (10/26/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(6/20/2021)
IAR
Pennsylvania(6/27/2025)
IAR
Texas(12/10/2019)
Current Firm
CB
CROSS BORDER WEALTH, LLC
CROSS BORDER WEALTH | CROSS BORDER WEALTH, LLC | CROSS BORDER WEALTH ADVISORS, LLC
CRD#: 288330 / SEC#: 801-114158
RIA
Registered Investment Advisory firm - (10/16/2018 Approved)Connecticut
Registered Investment Advisory firm - (10/26/2018 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
230 Park Avenue 4th Floor West, New York, NY 10169
Mailing Address
Phone number
(646) 688-5333
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (19 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 463 |
| AUM (Assets Under Management) | $ 138,847,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
