Matthew Doull

B. RILEY SECURITIES

New York, NY 10171

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CRD#: 6640711

Professional summary

Matthew Doull, who also goes by Matthew W Doull, is a registered financial professional currently at B. RILEY SECURITIES, INC. located in New York, New York.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2016. Matthew has worked at 4 firms and has passed the Series 63, Series 82TO, SIE, Series 79 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Matthew W Doull

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Doull's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2025 - Present

B. RILEY SECURITIES, INC.

Office #1: 299 Park Avenue 21st Floor, New York, NY 10171

CRD#: 25027

New York, NY

Past

April 10, 2024 - April 9, 2025

WEDBUSH & CO., LLC

CRD#: 328492

NEW YORK, NY

Past

August 19, 2019 - April 9, 2025

WEDBUSH SECURITIES INC.

CRD#: 877

NEW YORK, NY

Past

August 27, 2016 - August 10, 2019

BDA ADVISORS INC.

CRD#: 161730

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(4/16/2025)

Exams

State Security Law Exam

Series 63

Date: 8/16/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 5/8/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 8/27/2016

Investment Banking Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/17/2021

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

B. RILEY SECURITIES, INC.

B. RILEY FBR, INC. | FRIEDMAN, BILLINGS, RAMSEY & CO., INC. | FBR CAPITAL MARKETS & CO. | B. RILEY SECURITIES, INC.

CRD#: 25027 / SEC#: , 8-41426

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

11100 Santa Monica Blvd Suite 800, Los Angeles, CA 90025

Mailing Address

11100 Santa Monica Blvd Suite 800, Los Angeles, CA 90025

Phone number

(310) 966-1444

Established

Delaware since 06/16/1989

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
B. RILEY SECURITIES HOLDINGS, INC.	DIRECT PARENT
BAKER, JAMES RICHARD	CO-CHIEF EXECUTIVE OFFICER	5834046
INNIS, KATHLEEN GIBBONS	CHIEF COMPLIANCE OFFICER	2112837
MCCOY, MICHAEL RICHARD	CHIEF FINANCIAL OFFICER	4743031
MOORE, ANDREW THOMAS	CO-CHIEF EXECUTIVE OFFICER	4574997
SCHUTT, JANELLE REGINA	CONTROLLER	2853858

Disclosures

Regulatory Event	12
Civil Event	1
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Matthew Doull

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Doull's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEDBUSH & CO., LLC

WEDBUSH SECURITIES INC.

BDA ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/16/2016

Series 82TO

Date: 5/8/2023

SIE

Date: 10/1/2018

Series 79

Date: 8/27/2016

Series 24

Date: 5/17/2021

FINRA

Current Firm

B. RILEY SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

B. RILEY SECURITIES, INC.

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