AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
SM

Shawn Mckeown

SOUTHERN PACIFIC ASSET MANAGEMENT L.L.C.
YUMA, AZ 85364
Some features on this profile are disabled
CRD#: 6637037
SM

Professional summary

Shawn Mckeown, who also goes by Shawn Patrick Mckeown, is a registered financial advisor currently at SOUTHERN PACIFIC ASSET MANAGEMENT L.L.C. located in Yuma, Arizona.

Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Shawn has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Shawn Patrick Mckeown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Mckeown's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 23, 2021 - Present

SOUTHERN PACIFIC ASSET MANAGEMENT L.L.C.

Office #1: 350 W. 16th Street Suite # 309, Yuma, AZ 85364
RIA
CRD#: 312822
YUMA, AZ
Past

November 11, 2019 - May 24, 2021

CWM, LLC

RIA
CRD#: 155344
Yuma, AZ
Past

January 9, 2018 - November 12, 2019

PRIVATE ADVISOR GROUP, LLC

RIA
CRD#: 155216
Yuma, AZ
Past

January 3, 2017 - November 22, 2019

LPL FINANCIAL LLC

RIA
CRD#: 6413
YUMA, AZ
Past

August 12, 2016 - November 22, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
YUMA, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(3/23/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/22/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/12/2016
General Securities Representative Examination

Current Firm

SP
SOUTHERN PACIFIC ASSET MANAGEMENT L.L.C.
SOUTHERN PACIFIC ASSET MANAGEMENT L.L.C.

CRD#: 312822 / SEC#:

Arizona
Registered Investment Advisory firm - (3/23/2021 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
350 W. 16th Street Suite # 309, Yuma, AZ 85364
Mailing Address
Phone number
(928) 580-7650
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts109
AUM (Assets Under Management)$ 7,424,502

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SOUTHERN PACIFIC ASSET MANAGEMENT L.L.C.

CRD#: 312822Yuma, AZ 85364

TRUST BUT VERIFY

Monitor Shawn Mckeown

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

BK
Boris KagarlitskiyAdvisorCheck Check Mark
KEY INVESTMENT SERVICES LLC
IAR
RR
University Heights, OH
Lawrence Earl Springer
Lawrence SpringerAdvisorCheck Check Mark
SHERPA CAPITAL MANAGEMENT
IAR
HOCKESSIN, DE
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
Estero, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.