Rose E. Anderson
Professional summary
Rose Elise Anderson, who also goes by Rose Elise Circo, is a registered financial professional currently at ETC BROKERAGE SERVICES, LLC located in Greenwood Village, Colorado.
Rose is registered as a RR (Registered Representative) and started their career in finance in 2021. Rose has worked at 3 firms and has passed the Series 66, Series 99TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rose Elise Anderson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 25, 2024 - Present
ETC BROKERAGE SERVICES, LLC
Office #1: 6000 Greenwood Plaza Blvd. Suite 100, Greenwood Village, CO 80111January 10, 2023 - October 3, 2023
HIGHTOWER ADVISORS, LLC
September 2, 2021 - October 3, 2023
HIGHTOWER SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/25/2024)
(10/25/2024)
Exams
Series 99TO
Date: 10/25/2024
Operations Professional ExaminationSeries 7TO
Date: 9/1/2021
General Securities Representative ExaminationFINRA
Current Firm
ETC BROKERAGE SERVICES, LLC
CRD#: 145276 / SEC#: , 8-67719
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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