Abigail F. Chao

TRU INDEPENDENCE ASSET MANAGEMENT 2

GLENDORA, CA

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CRD#: 6634409

Professional summary

Abigail Flores Chao, who also goes by Abigail Ladrillo Flores, is a registered financial advisor currently at TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC located in Glendora, California.

Abigail is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Abigail has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Abigail Ladrillo Flores

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Real Estate Ownership; Single Family; 1 Bedroom Condo Unit in Manila, Philippines, , ** not provided **, N/A, 00000; Not Investment-Related; 12/01/2017. Outside Employment; Outside Employment; TELUS International; Other; 2251 South Decatur Boulevard, , Las Vegas, NV, 89102; Not Investment-Related; 01/09/2023; 0 during trading hours; 10 to 19 hours per month. Uber Technologies; Not Investment Related; 1725 Third Street, San Francisco, CA, 94158; Transportation; Driver; 10/1/2024; 0 Hours Per Month; 0 During Trading Hours: did 3 deliveries to help a friend get referral credit and was paid for those

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Abigail Flores Chao's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 6, 2024 - Present

TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC

RIA

CRD#: 309098

GLENDORA, CA

Past

August 26, 2020 - November 6, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

City of Industry, CA

Past

June 1, 2018 - November 6, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

City of Industry, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC

CRD#: 309098 / SEC#: 801-118810

RIA

Registered Investment Advisory firm - (5/27/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/19/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/1/2018

General Securities Representative Examination

Current Firm

TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC

CRD#: 309098 / SEC#: 801-118810

RIA

Registered Investment Advisory firm - (5/27/2020 Approved)

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Contact information

Main Address

15350 Sw Sequoia Parkway, Suite 250, Portland, OR 97224

Mailing Address

Phone number

(971) 371-3444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RELY WEALTH PARTNERS DISCLOSURE BROCHURE (2/11/2025)

TIAM2 DISCLOSURE BROCHURE (2/11/2025)

MERIT WEALTH MANAGEMENT DISCLOSURE BROCHURE (2/11/2025)

Regulatory assets under management

Total Number of Accounts	264
AUM (Assets Under Management)	$ 217,056,008

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Abigail F. Chao

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Abigail Flores Chao's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/19/2018

SIE

Date: 10/1/2018

Series 7

Date: 6/1/2018

Current Firm

TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC

TRUST BUT VERIFY

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