Peyton M. Ethridge
Professional summary
Peyton Morris Ethridge, who also goes by Peyton Ethridge, is a registered financial professional currently at PATRICK CAPITAL MARKETS, LLC located in Atlanta, Georgia.
Peyton is registered as a RR (Registered Representative) and started their career in finance in 2016. Peyton has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 82 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peyton Morris Ethridge's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 23, 2016 - Present
PATRICK CAPITAL MARKETS, LLC
May 14, 2018 - December 31, 2018
CORVI CAPITAL ADVISORS, LLC
June 23, 2016 - November 21, 2016
FORIS CAPITAL US LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/23/2016)
Exams
FINRA
Current Firm
PATRICK CAPITAL MARKETS, LLC
CRD#: 16518 / SEC#: , 8-34099
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAXONY FINANCIAL HOLDINGS, LLC. | SOLE OWNER/ MEMBER | |
| CLARK, BRIAN LESLEY | PRESIDENT, CEO, AND CFO | 4802438 |
| KLUMP, RYAN CHRISTOPHER | SENIOR VICE PRSIDENT | 4762698 |
| MATARAZZI, NATHAN DOMENICO | FINOP, POO AND PFO | 4827090 |
| MITCHELL, JARAD BYRAM | COO | 4811305 |
| WEBSTER, TERRANCE MICHAEL | CHIEF COMPLIANCE OFFICER | 6826889 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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