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Derek Mcgarrity Wright

THORNBURG SECURITIES
SANTA FE, NM
·CRD# 6633526·10 years experience

Professional Summary

Derek Mcgarrity Wright, who also goes by Derek M Wright, Derek Mcgarrity Wright, Derek Wright, is a registered financial advisor currently at THORNBURG SECURITIES LLC located in Santa Fe, New Mexico. Derek is registered as a RR (Registered Representative) and started their career in finance in 2016. Derek has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Derek M Wright, Derek Mcgarrity Wright, Derek Wright

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

THORNBURG SECURITIES LLC·CRD# 14857
BD
2300 North Ridgetop Road, Santa Fe, NM 87506
April 25, 2024 - Present
DWS DISTRIBUTORS, INC.·CRD# 37306
BD
Chicago, IL
December 13, 2018 - April 10, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Chicago, IL
September 26, 2017 - December 3, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Chicago, IL
May 20, 2016 - December 3, 2018

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Current Firm

TS
THORNBURG SECURITIES LLC

THORNBURG SECURITIES CORPORATION | THORNBURG SECURITIES LLC

CRD#: 14857 / SEC#: 8-31249
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

2300 North Ridgetop Road, Santa Fe, NM 87506

Mailing Address

2300 North Ridgetop Road, Santa Fe, NM 87506

Phone Number

(505) 984-0200

Established

Delaware since 12/28/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
THORNBURG INVESTMENT MANAGEMENT INCSOLE MEMBER106357
BHATT, NIMISH SANJAYTREASURER, PRINCIPAL FINANCIAL OFFICER2789977
BROWNELL, JESSE RYANGLOBAL HEAD OF DISTRIBUTION5511918
CALLOW, AMYSECRETARY—
HOLLOWAY, CURTIS EDWARDPRINCIPAL OPERATIONS OFFICER5130594
OLEXSAK, RONALDCHIEF COMPLIANCE OFFICER2858575

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Georgia
(4/25/2024)
RR
New Mexico
(4/25/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2017About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2016About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Derek Mcgarrity Wright's CRS (Customer Relationship Summary).

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DW
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