Curtis Edward Holloway
Professional Summary
Curtis Edward Holloway is a registered financial advisor currently at THORNBURG SECURITIES LLC located in Santa Fe, New Mexico. Curtis is registered as a RR (Registered Representative) and started their career in finance in 2006. Curtis has worked at 3 firms and has passed the Series 63, Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
SELAH WEALTH ADVISORS
PFS INVESTMENTS INC.
TRUSTMONT ADVISORY GROUP, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
SELAH WEALTH ADVISORS
PFS INVESTMENTS INC.
TRUSTMONT ADVISORY GROUP, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
SELAH WEALTH ADVISORS
PFS INVESTMENTS INC.
TRUSTMONT ADVISORY GROUP, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
SELAH WEALTH ADVISORS
PFS INVESTMENTS INC.
TRUSTMONT ADVISORY GROUP, INC.
Years of Experience
20 years in the financial services industry
Current & Past Employments
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
SELAH WEALTH ADVISORS
PFS INVESTMENTS INC.
TRUSTMONT ADVISORY GROUP, INC.
Current Firm
THORNBURG SECURITIES CORPORATION | THORNBURG SECURITIES LLC
Contact Information
Main Address
2300 North Ridgetop Road, Santa Fe, NM 87506Mailing Address
2300 North Ridgetop Road, Santa Fe, NM 87506Phone Number
(505) 984-0200Established
Delaware since 12/28/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC | SOLE MEMBER | 106357 |
| BHATT, NIMISH SANJAY | TREASURER, PRINCIPAL FINANCIAL OFFICER | 2789977 |
| BROWNELL, JESSE RYAN | GLOBAL HEAD OF DISTRIBUTION | 5511918 |
| CALLOW, AMY | SECRETARY | — |
| HOLLOWAY, CURTIS EDWARD | PRINCIPAL OPERATIONS OFFICER | 5130594 |
| OLEXSAK, RONALD | CHIEF COMPLIANCE OFFICER | 2858575 |
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
SELAH WEALTH ADVISORS
PFS INVESTMENTS INC.
TRUSTMONT ADVISORY GROUP, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
SELAH WEALTH ADVISORS
PFS INVESTMENTS INC.
TRUSTMONT ADVISORY GROUP, INC.
State Registrations and Notice Filings
(8/23/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
SELAH WEALTH ADVISORS
PFS INVESTMENTS INC.
TRUSTMONT ADVISORY GROUP, INC.
CRS (Client Relationship Summary) - BD
Click below to view Curtis Edward Holloway's CRS (Customer Relationship Summary).
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
SELAH WEALTH ADVISORS
PFS INVESTMENTS INC.
TRUSTMONT ADVISORY GROUP, INC.
