Cory M. Mcpherson

PROACTIVE CAPITAL MANAGEMENT

Topeka, KS 66604

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CRD#: 6632861

Professional summary

Cory Mason Mcpherson, who also goes by Cory Mcpherson, is a registered financial advisor currently at PROACTIVE CAPITAL MANAGEMENT, INC. located in Topeka, Kansas.

Cory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Cory has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cory Mcpherson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Co-Owner of 1813 Properties, LLC, 3/26/2019. 17328 S Schweiger Dr Olathe, KS 66062 Not investment-related. This company owns residential real estate rental properties. Duties are to help in identifying properties and tenants. Spend 10 hours/month, less than 1 hour during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cory Mason Mcpherson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 2, 2018 - Present

PROACTIVE CAPITAL MANAGEMENT, INC.

Office #1: 1414 Sw Ashworth Place Suite 200, Topeka, KS 66604

RIA

CRD#: 297791

Topeka, KS

Past

July 7, 2017 - August 9, 2018

LEGACY FINANCIAL STRATEGIES, LLC

RIA

CRD#: 283553

Topeka, KS

Past

May 5, 2016 - July 6, 2017

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

TOPEKA, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROACTIVE CAPITAL MANAGEMENT, INC.

CRD#: 297791 / SEC#: 801-128137

RIA

Registered Investment Advisory firm - (6/9/2023 Approved)

Kansas

Registered Investment Advisory firm - (6/21/2023 Terminated)

Texas

Registered Investment Advisory firm - (6/21/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(8/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/2/2016

Uniform Investment Adviser Law Examination

Current Firm

PROACTIVE CAPITAL MANAGEMENT, INC.

CRD#: 297791 / SEC#: 801-128137

RIA

Registered Investment Advisory firm - (6/9/2023 Approved)

Kansas

Registered Investment Advisory firm - (6/21/2023 Terminated)

Texas

Registered Investment Advisory firm - (6/21/2023 Terminated)

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Contact information

Main Address

1414 Sw Ashworth Place Suite 200, Topeka, KS 66604

Mailing Address

Phone number

(785) 215-8080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A & 2B-PROACTIVE CAPITAL MANAGEMENT INC (1/24/2025)

Regulatory assets under management

Total Number of Accounts	601
AUM (Assets Under Management)	$ 151,549,748

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cory M. Mcpherson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cory Mason Mcpherson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROACTIVE CAPITAL MANAGEMENT, INC.

LEGACY FINANCIAL STRATEGIES, LLC

AE WEALTH MANAGEMENT, LLC

Primary Firm SEC Registration

PROACTIVE CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/2/2016

Current Firm

PROACTIVE CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROACTIVE CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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