DM
Darrin M. Mccomas
PROSPERITY CAPITAL ADVISORS
Spokane Valley, WA 99216
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CRD#: 6632790
DM
Professional summary
Darrin Mitchel Mccomas is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Spokane Valley, Washington.
Darrin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Darrin has worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) President; Evergreen Wealth Advisors LLC; Investment Related: Yes; Location: 16201 East Indiana Ave. Suite 2800 Spokane Valley, WA 99216; Description of the business: A conduit for investment advisory business This entity maintains a bank account, receives fees and pay bills associated with Mr. McComas's advisory business conducted thru Prosperity Capital Advisors. It conducts no other business.; Start date with business: 2019-01-03; Hours devoted to business during trading hours: 2; Hours devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 100; 2) Owner/Independent Agent of Evergreen Insurance Advisors, LLC; Insurance Products; Investment Related: Yes; Location: 16201 East Indiana Ave. Suite 2800 Spokane Valley, WA 99216; Description of the business: In the course of structuring and implementing retirement planning for clients, Mr. McComas may use insurance products (specifically, fixed index annuities) to help insulate investment portfolios from market volatility and increase income stability. These products usually pay non-negotiable commissions (paid by the insurance companies, not the client). This may potentially create a conflict of interest when recommending these products to clients vs traditional market-based instruments. Clients are not required to accept any recommendations involving these products or purchase them thru Mr. McComas.; Start date with business: 2020-09-11. Hours devoted to business during trading hours: 10; Hours devoted to business outside trading hours: 2.
CRS (Client Relationship Summary) - RIA
Click below to view Darrin Mitchel Mccomas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 11, 2024 - Present
PROSPERITY CAPITAL ADVISORS
Office #1: 16201 E. Indiana Ave. Suite 2800, Spokane Valley, WA 99216RIA
CRD#: 156480
Spokane Valley, WA
Past
July 19, 2019 - April 3, 2024
ABRAHAM & CO., INC.
RIA
CRD#: 299085
Spokane Valley, WA
Past
September 11, 2018 - July 22, 2019
LIFEMARK SECURITIES CORP.
RIA
CRD#: 16204
Liberty Lake, WA
Past
April 13, 2016 - August 15, 2018
COLUMBIA ADVISORY PARTNERS, LLC
RIA
CRD#: 171616
Spokane, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(3/25/2024)
IAR
California(3/12/2024)
IAR
Idaho(3/12/2024)
IAR
Nevada(3/12/2024)
IAR
Texas(3/11/2024)
IAR
Utah(3/11/2024)
IAR
Washington(3/15/2024)
Current Firm
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145
Mailing Address
Phone number
(888) 240-0064
Established
Firm type
Fiscal year end
# of Employees
202
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,823 |
| AUM (Assets Under Management) | $ 3,684,966,200 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
