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Russell Thomas Sach

CRD# 6632671·Registered 2016 - 2021
Previously Registered: Being a previously registered professional could mean that Russell is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Russell Thomas Sach, who also goes by Russell Sach, was a registered financial advisor. Russell was a previously registered financial professional and started their career in finance 2016 - 2021. Russell had worked at 1 firm and has passed the Series 63, SIE and Series 82 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Russell Sach

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

STRATFORD PARTNERS·CRD# 164954
BD
New York, NY
July 18, 2016 - May 14, 2021

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Current Firm

SP
STRATFORD PARTNERS

DBA STRATFORD PARTNERS | STRATFORD SECURITIES, LLC | STRATFORD SECURITIES, INC. | STRATFORD PARTNERS

CRD#: 164954 / SEC#: 8-69121
BD
Cancelled by SEC on 07/16/2021

Contact Information

Established

California since 05/14/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
Y2X, INC.OWNER—
IRACI, JOSEPH CHRISTOPHERCHIEF COMPLIANCE OFFICER5994109
MORLEY, JONATHAN TODDPRINCIPAL1802026
ROMERO, MONIQUE VICTORIAFINOP6712654

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 82 — Limited Representative-Private Securities Offerings

Passed May 2016About the Series 82 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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