MB
Matthew D. Bossalina
CETERA INVESTMENT ADVISERS LLC
TANEYTOWN, MD 21787
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CRD#: 6631773
MB
Professional summary
Matthew David Bossalina, who also goes by Matthew D. Bossalina, Matthew Bossalina, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Taneytown, Maryland and CETERA INVESTMENT SERVICES LLC located in Westminster, Maryland.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Matthew has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew D. Bossalina | Matthew Bossalina
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ADMINSTER TRUSTS FOR ACNB BANK; RESPOND TO CLIENT INQUIRIES FOR DISTRIBUTIONS, ENSURE CLIENT PROFILE DATA IS ACCURATE, ARRANGING CLIENT MEETINGS, DETERMINE RISK TOLERANCE AND OBJECTIVES OF POTENTIAL CLIENTS, PREPARE ACCOUNT PAPERWORK, ATTEND INVESTMENT AND ECONOMIC DISCUSSIONS AT BANK, COMPLETE ADMIN REVIEWS; DOES NOT HANDLE SECURITIES TRANSACTIONS, MAKE INVESTMENT DECISIONS, RECOMMEND SPECIFIC SECURITIES, AND NO VOTING AUTHORIY
CRS (Client Relationship Summary) - RIA
Click below to view Matthew David Bossalina's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 18, 2019 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 222 East Baltimore Street, Taneytown, MD 21787RIA
CRD#: 105644
TANEYTOWN, MD
Current
April 20, 2019 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 444 Wmc Drive, Westminster, MD 21158Office #2: 222 East Baltimore Street, Taneytown, MD 21787BD
CRD#: 15340
Westminster, MD
Past
September 8, 2017 - June 5, 2018
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
LANCASTER, PA
Past
September 2, 2016 - August 24, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
YORK, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/24/2024)
RR
Colorado(1/2/2025)
RR
Delaware(10/31/2024)
RR
Florida(10/24/2024)
RR
Maryland(4/23/2019)
IAR
Maryland(6/18/2019)
RR
North Carolina(10/24/2024)
RR
Pennsylvania(4/23/2019)
RR
South Carolina(10/25/2024)
RR
Tennessee(10/24/2024)
RR
Virginia(11/8/2024)
RR
West Virginia(10/28/2024)
RR
Wisconsin(8/27/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/29/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Taneytown, MD 21787TRUST BUT VERIFY
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