Stephen R. Mulholland

MULHOLLAND & KUPERSTOCK ASSET MANAGEMENT

VISTA, CA

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CRD#: 6630878

Professional summary

Stephen Robert Mulholland, CFP® is a registered financial advisor currently at MULHOLLAND & KUPERSTOCK ASSET MANAGEMENT, LLC located in Vista, California and MKAM ETF LLC located in Vista, California.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Stephen has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

**MULHOLLAND& KUPERSTOCK ASSET MANAGEMENT, LLC; 138 Civic Center Drive, Suite 204-227, Vista, CA 92084; investment related; state registered investment adviser providing individuals and other types of clients with investment advisory services; Managing Member and Chief Investment Officer; start date March 2019; spend approximately 60% of working hours each week on this business, some of which is during securities trading hours; manage client portfolios and assist in managing the business.**-- --**MKAM ETF LLC; 1180 N. Town Center Drive, Suite 100, Las Vegas, NV 89144; investment related; SEC registered investment adviser to serve as sub-adviser to ETF; Principal and Chief Investment Officer; start date December 2022; spend approximately 40% of working hours each week on this business, much of which is during securities trading hours; manage portfolio and assist in managing the business.**

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Robert Mulholland's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

April 26, 2019 - Present

MULHOLLAND & KUPERSTOCK ASSET MANAGEMENT, LLC

RIA

CRD#: 300850

VISTA, CA

Current

April 26, 2023 - Present

MKAM ETF LLC

Office #1: 138 Civic Center Drive Suite 204-227, Vista, CA 92084

RIA

CRD#: 324607

VISTA, CA

Past

November 30, 2017 - May 13, 2019

GSG CAPITAL ADVISORS, LLC

RIA

CRD#: 130179

CARLSBAD, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/26/2019)

IAR

Nevada
(2/17/2023)

IAR

Texas
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

MULHOLLAND & KUPERSTOCK ASSET MANAGEMENT, LLC

CRD#: 300850 / SEC#:

California

Registered Investment Advisory firm - (4/25/2019 Approved)

Nevada

Registered Investment Advisory firm - (11/9/2021 Approved)

Texas

Registered Investment Advisory firm - (12/26/2024 Conditional Restricted)

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Contact information

Main Address

Vista, CA

Mailing Address

Phone number

(310) 988-2158

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	118
AUM (Assets Under Management)	$ 41,406,652

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen R. Mulholland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Robert Mulholland's CRS (Customer Relationship Summary).

Certified licenses

Experience

MULHOLLAND & KUPERSTOCK ASSET MANAGEMENT, LLC

MKAM ETF LLC

GSG CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Current Firm

MULHOLLAND & KUPERSTOCK ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MULHOLLAND & KUPERSTOCK ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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