Robert P Finley
CFP®Professional Summary
Robert P Finley, CFP® is a registered financial advisor currently at VIRTUE ASSET MANAGEMENT LLC located in Barrington, Illinois. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Robert has worked at 1 firm.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Financial Planning
- Retirement Planning
- Investment Management
- Estate & Legacy Planning
Specializations
Other Aliases
There are no additional aliases reported.
Similar Advisors
THE DALA GROUP, LLC
ONEAMERICA SECURITIES, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
THE DALA GROUP, LLC
ONEAMERICA SECURITIES, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
THE DALA GROUP, LLC
ONEAMERICA SECURITIES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
THE DALA GROUP, LLC
ONEAMERICA SECURITIES, INC.
Credentials
Years of Experience
10 years in the financial services industry
Current & Past Employments
Similar Advisors
THE DALA GROUP, LLC
ONEAMERICA SECURITIES, INC.
Current Firm
VIRTUE ASSET MANAGEMENT LLC | VIRTUE ASSET MANAGEMENT, LLC
Contact Information
Main Address
308 W. Main Street, Barrington, IL 60010Phone Number
(847) 892-7145# of Employees
3SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
261AUM (Assets Under Management)
$211,417,028Similar Advisors
THE DALA GROUP, LLC
ONEAMERICA SECURITIES, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
THE DALA GROUP, LLC
ONEAMERICA SECURITIES, INC.
Primary Firm SEC Registration
VIRTUE ASSET MANAGEMENT LLC | VIRTUE ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
(4/15/2016)
(1/26/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
THE DALA GROUP, LLC
ONEAMERICA SECURITIES, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Robert P Finley's CRS (Customer Relationship Summary).
Services Offered by Robert
- Financial Planning
- Retirement Planning
- Investment Management
- Estate & Legacy Planning
Similar Advisors
THE DALA GROUP, LLC
ONEAMERICA SECURITIES, INC.
