John D. Balsmeier
Professional summary
John David Balsmeier is a registered financial professional currently at TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC. located in Hartford, Connecticut.
John is registered as a RR (Registered Representative) and started their career in finance in 2016. John has worked at 2 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John David Balsmeier's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 17, 2025 - Present
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
Office #1: One American Row, Hartford, CT 06103April 1, 2016 - October 7, 2024
ATHENE SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(1/17/2025)
Exams
FINRA
Current Firm
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
CRD#: 37819 / SEC#: , 8-48097
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TALCOTT HOLDINGS, LP | PARENT OF APPLICANT | |
| CONNER, CHRISTOPHER SCOTT | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 2239639 |
| DAGNAULT, CHRISTOPHER JOHN | CEO, PRESIDENT AND DIRECTOR | 2311161 |
| MATTHEWS, STILA HSUANPING | AML OFFICER AND ASSISTANT SECRETARY | 5745148 |
| ROSA, ANTONIO T JR | FINOP, CFO AND TREASURER | 6963656 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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