Zhaokun Yang

PLUTUS WEALTH MANAGEMENT

Burlington, CA 94010

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CRD#: 6630092

Professional summary

Zhaokun Yang, who also goes by Marcus Yang, is a registered financial advisor currently at PLUTUS WEALTH MANAGEMENT located in Burlington, California.

Zhaokun is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Zhaokun has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marcus Yang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) WELLSPRING CONSULTING; 2635 NORTH 1ST STREET, SUITE 201, SAN JOSE, CA 95134; 3/21/2016; FINANCIAL ANALYST; PERFORM FINANCIAL RESEARCH, PORTFOLIO ANALYSIS, MANAGE MODEL PORTFOLIO; INVESTMENT RELATED; 40 HOURS/MONTH; 40 HOURS/MONTH DURING BUSINESS HOURS; WAGES, SALARY, TIPS 2) I partner with other persons to operating Chinese Restaurants. Current one is FW Group, LLC; more are coming: FW GROUP, LLC; 163 S. MURPHY AVE SUNNYVALE, CA 94086; RESTAURANT; NOT INVESTMENT RELATED; OWNER/MANAGER; DAY TO DAY OPERATIONS, BOOKKEEPING, PAYROLL, MANAGE POS SYSTEM AND CHECKING ACCTS; 01/27/2023; 40 HOURS PER MONTH; 4 HOURS PER MONTH DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zhaokun Yang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2024 - Present

PLUTUS WEALTH MANAGEMENT

Office #1: 851 Burlway Rd #523, Burlington, CA 94010

RIA

CRD#: 329764

Burlington, CA

Past

December 11, 2017 - January 24, 2024

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

San Jose, CA

Past

December 11, 2017 - January 24, 2024

M HOLDINGS SECURITIES, INC.

CRD#: 43285

San Jose, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/22/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/11/2017

General Securities Representative Examination

Current Firm

PLUTUS WEALTH MANAGEMENT

PLUTUS WEALTH MANAGEMENT | PLUTUS WEALTH MANAGEMENT, LLC

CRD#: 329764 / SEC#:

California

Registered Investment Advisory firm - (2/23/2024 Approved)

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Contact information

Main Address

851 Burlway Rd #523, Burlington, CA 94010

Mailing Address

Phone number

(917) 587-8963

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 12,201,346

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Zhaokun Yang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zhaokun Yang's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLUTUS WEALTH MANAGEMENT

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/22/2017

SIE

Date: 10/1/2018

Series 7

Date: 12/11/2017

Current Firm

PLUTUS WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PLUTUS WEALTH MANAGEMENT

TRUST BUT VERIFY

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