BP
Blake K. Phillips
THE LEADERS GROUP
Louisville, KY 40223
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CRD#: 6628535
BP
Professional summary
Blake Kent Phillips, who also goes by Blake Phillips, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Louisville, Kentucky.
Blake is registered as a RR (Registered Representative) and started their career in finance in 2020. Blake has worked at 1 firm and has passed the Series 63, SIE and Series 6TO exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Blake Phillips
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Blake Kent Phillips's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2020 - Present
THE LEADERS GROUP, INC.
Office #1: 1906 Stanley Gault Pkwy, Louisville, KY 40223BD
CRD#: 37157
Louisville, KY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/17/2025)
RR
Alaska(6/17/2025)
RR
Arizona(4/21/2023)
RR
Arkansas(6/17/2025)
RR
California(4/21/2023)
RR
Colorado(4/21/2023)
RR
Connecticut(6/17/2025)
RR
Delaware(4/21/2023)
RR
District of Columbia(6/17/2025)
RR
Florida(6/17/2025)
RR
Georgia(6/17/2025)
RR
Hawaii(6/17/2025)
RR
Idaho(6/17/2025)
RR
Illinois(6/17/2025)
RR
Indiana(6/17/2025)
RR
Iowa(4/21/2023)
RR
Kansas(4/21/2023)
RR
Kentucky(3/9/2021)
RR
Louisiana(6/17/2025)
RR
Maine(4/21/2023)
RR
Maryland(6/17/2025)
RR
Massachusetts(1/14/2022)
RR
Michigan(4/21/2023)
RR
Minnesota(6/17/2025)
RR
Mississippi(6/17/2025)
RR
Missouri(4/21/2023)
RR
Montana(6/17/2025)
RR
Nebraska(4/21/2023)
RR
Nevada(6/17/2025)
RR
New Hampshire(4/21/2023)
RR
New Jersey(6/17/2025)
RR
New Mexico(6/17/2025)
RR
New York(6/17/2025)
RR
North Carolina(6/17/2025)
RR
North Dakota(6/17/2025)
RR
Ohio(1/18/2022)
RR
Oklahoma(4/21/2023)
RR
Oregon(6/17/2025)
RR
Pennsylvania(1/14/2022)
RR
Puerto Rico(6/17/2025)
RR
Rhode Island(4/21/2023)
RR
South Carolina(6/17/2025)
RR
South Dakota(6/17/2025)
RR
Tennessee(6/17/2025)
RR
Texas(7/11/2022)
RR
Utah(6/17/2025)
RR
Vermont(4/21/2023)
RR
Virginia(6/17/2025)
RR
Washington(6/17/2025)
RR
West Virginia(6/17/2025)
RR
Wisconsin(6/17/2025)
RR
Wyoming(6/17/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 6TO
Date: 11/17/2020
Investment Company Products/Variable Contracts Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
TL
THE LEADERS GROUP, INC.
SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP
CRD#: 37157 / SEC#: , 8-47639
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
475 Springfield Ave Suite 1, Summit, NJ 07901
Phone number
(303) 797-9080
Established
Delaware since 07/14/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE LEADERS GROUP, INC.
CRD#: 37157Louisville, KY 40223TRUST BUT VERIFY
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