Douglas E. Lynam

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CRD#: 6628512

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Douglas Edward Lynam, who also goes by Doug E. Lynam, Douglas E. Lynam, was a registered financial professional .

Douglas is a previously registered financial professional and started their career in finance in 2016. Douglas had worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

Doug E. Lynam | Douglas E. Lynam

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Lynam is also an author and public speaker and spends approximately 25% of his time engaged in this activity, of which 2 hours per day are during securities trading hours. This activity is not investment-related

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 3, 2018 - March 27, 2024

LONGVIEW ASSET MANAGEMENT, LLC

RIA

CRD#: 122997

Santa Fe, NM

Past

June 9, 2016 - February 23, 2018

LYNAM FINANCIAL SERVICES

RIA

CRD#: 283216

SANTA FE, NM

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LONGVIEW ASSET MANAGEMENT, LLC

CRD#: 122997 / SEC#: 801-79973

RIA

Registered Investment Advisory firm - (6/30/2014 Approved)

California

Registered Investment Advisory firm - (8/1/2014 Terminated)

Colorado

Registered Investment Advisory firm - (9/16/2014 Terminated)

New Mexico

Registered Investment Advisory firm - (7/2/2014 Terminated)

Texas

Registered Investment Advisory firm - (7/2/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/2/2016

Uniform Investment Adviser Law Examination

Current Firm

LONGVIEW ASSET MANAGEMENT, LLC

CRD#: 122997 / SEC#: 801-79973

RIA

Registered Investment Advisory firm - (6/30/2014 Approved)

California

Registered Investment Advisory firm - (8/1/2014 Terminated)

Colorado

Registered Investment Advisory firm - (9/16/2014 Terminated)

New Mexico

Registered Investment Advisory firm - (7/2/2014 Terminated)

Texas

Registered Investment Advisory firm - (7/2/2014 Terminated)

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Contact information

Main Address

136 Grant Avenue, Santa Fe, NM 87501

Mailing Address

Po Box 2147, Santa Fe, NM 87504-2147

Phone number

(505) 988-9555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE DOCUMENT FOR RETIREMENT PLAN CLIENTS (3/28/2025)

DISCLOSURE DOCUMENT FOR LONGVIEW ESG DIRECT CLIENTS (3/28/2025)

DISCLOSURE DOCUMENT FOR WEALTH MANAGEMENT CLIENTS (3/28/2025)

Regulatory assets under management

Total Number of Accounts	574
AUM (Assets Under Management)	$ 339,480,737

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas E. Lynam

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LONGVIEW ASSET MANAGEMENT, LLC

LYNAM FINANCIAL SERVICES

Primary Firm SEC Registration

LONGVIEW ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/2/2016

Current Firm

LONGVIEW ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LONGVIEW ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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