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Benjamin A. Wasson
UNIQUE WEALTH
TAMPA, FL 33609
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CRD#: 6628422
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Professional summary
Benjamin Anthony Wasson, CFP® is a registered financial advisor currently at UNIQUE WEALTH, LLC located in Tampa, Florida.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Benjamin has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 8/20/2019 - DBA for LPL Business (entity for LPL business) - HB RETIREMENT - Investment Related - Pittsburgh, PA
2. 08/28/2019 - GLOBAL RETIREMENT PARTNERS LLC - DBA:(Hybrid) HB RETIREMENT - Investment related - At reported business location(s) - Registered Investment Advisor DBA - start date:7/1/19 - 160 hrs/mo - 160 hrs during trading.
3. 08/28/2019 - GLOBAL RETIREMENT PARTNERS LLC - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date:7/1/19 - 160 hrs/mo - 160 hrs during trading - I provide administrative support to Global Retirement Partners LLC, an independent investment advisor firm. I started this business activity in 07/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm�s Form ADV
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Anthony Wasson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
November 25, 2024 - Present
UNIQUE WEALTH, LLC
Office #1: 4830 W Kennedy Blvd Ste 100, Tampa, FL 33609RIA
CRD#: 312462
TAMPA, FL
Past
November 27, 2019 - February 10, 2025
GLOBAL RETIREMENT PARTNERS LLC
RIA
CRD#: 172011
Pittsburgh, PA
Past
September 6, 2019 - November 15, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UW
UNIQUE WEALTH, LLC
ALENZIA WEALTH | UNIQUE WEALTH, LLC | ALENZIA WEALTH MANAGEMENT, LLC
CRD#: 312462 / SEC#: 801-120294
RIA
Registered Investment Advisory firm - (2/12/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(11/25/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/6/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
UW
UNIQUE WEALTH, LLC
ALENZIA WEALTH | UNIQUE WEALTH, LLC | ALENZIA WEALTH MANAGEMENT, LLC
CRD#: 312462 / SEC#: 801-120294
RIA
Registered Investment Advisory firm - (2/12/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4830 W Kennedy Blvd Ste 100, Tampa, FL 33609
Mailing Address
Phone number
(813) 816-2030
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,470 |
| AUM (Assets Under Management) | $ 766,513,740 |
Red Flags
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Company Information
UNIQUE WEALTH, LLC
CRD#: 312462Tampa, FL 33609TRUST BUT VERIFY
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