Steven M. Goodman

DOMINION WEALTH MANAGEMENT

Wilmington, NC 28403

Some features on this profile are disabled

CRD#: 6627566

Professional summary

Steven Michael Goodman, who also goes by Steven Michael Goodman, Steven Goodman, is a registered financial advisor currently at DOMINION WEALTH MANAGEMENT, LLC located in Wilmington, North Carolina.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Steven has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Michael Goodman | Steven Goodman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Michael Goodman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2025 - Present

DOMINION WEALTH MANAGEMENT, LLC

Office #1: 4014 Oleander Dr. Suite 103, Wilmington, NC 28403

RIA

CRD#: 315417

Wilmington, NC

Past

April 16, 2025 - February 19, 2026

CORECAP ADVISORS

RIA

CRD#: 158819

Greensboro, NC

Past

February 12, 2024 - December 23, 2024

DEMPSEY LORD SMITH, LLC

RIA

CRD#: 141238

GREENSBORO, NC

Past

February 12, 2024 - December 23, 2024

DEMPSEY LORD SMITH, LLC

CRD#: 141238

GREENSBORO, NC

Past

October 24, 2023 - February 19, 2024

ALPHASTAR CAPITAL MANAGEMENT

RIA

CRD#: 157423

Cornelius, NC

Past

August 1, 2022 - August 30, 2023

COPPELL ADVISORY SOLUTIONS LLC

RIA

CRD#: 156549

Belmont, NC

Past

August 10, 2021 - March 22, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

CORNELIUS, NC

Past

July 29, 2021 - March 11, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

JACKSONVILLE, FL

Past

February 18, 2021 - May 10, 2021

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Huntersville, NC

Past

March 26, 2019 - April 14, 2020

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

CORNELIUS, NC

Past

March 26, 2019 - April 14, 2020

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

CORNELIUS, NC

Past

April 11, 2017 - August 21, 2017

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(9/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/16/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/21/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/11/2017

General Securities Representative Examination

Current Firm

DOMINION WEALTH MANAGEMENT, LLC

DOMINION WEALTH MANAGEMENT, LLC | GA CONSULTING, LLC

CRD#: 315417 / SEC#:

North Carolina

Registered Investment Advisory firm - (6/28/2021 Approved)

South Carolina

Registered Investment Advisory firm - (6/28/2024 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4014 Oleander Dr. Suite 103, Wilmington, NC 28403

Mailing Address

Phone number

(910) 625-8595

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	235
AUM (Assets Under Management)	$ 59,973,738

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jeremiah Nolen

NEXT PHASE ADVISORS

IAR

Cullman, AL

Peter Garelick

GLOBAL FINANCIAL ADVISORY SERVICES, INC.

IAR

Valencia, CA

Jack Jerzewski

LPL ENTERPRISE, LLC

IAR

TROY, MI

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Steven M. Goodman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Michael Goodman's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOMINION WEALTH MANAGEMENT, LLC

CORECAP ADVISORS

DEMPSEY LORD SMITH, LLC

DEMPSEY LORD SMITH, LLC

ALPHASTAR CAPITAL MANAGEMENT

COPPELL ADVISORY SOLUTIONS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

ALLSTATE FINANCIAL SERVICES, LLC

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 6/16/2017

SIE

Date: 8/21/2017

Series 7

Date: 4/11/2017

Current Firm

DOMINION WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DOMINION WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors