Thomas C. Rasmussen

SOLTIS INVESTMENT ADVISORS

Southlake, TX 76092

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CRD#: 6626625

Professional summary

Thomas Craig Kwang-soo Rasmussen, CFP®, who also goes by Thomas Craig Kwang Soo Rasmussen, Thomas C Rasmussen, Thomas Craig Rasmussen, Thomas Rasmussen, is a registered financial advisor currently at SOLTIS INVESTMENT ADVISORS, LLC located in Southlake, Texas.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Thomas has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Budgeting

Comprehensive Financial Planni...

Social Security Planning

Tax Planning

Inheritance

Retirement Planning

Small Business Planning

Insurance Planning

Investment Planning

Health Care

Are you a "fiduciary"?

Yes

Aliases

Thomas Craig Kwang Soo Rasmussen | Thomas C Rasmussen | Thomas Craig Rasmussen | Thomas Rasmussen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Craig Kwang-soo Rasmussen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

October 7, 2024 - Present

SOLTIS INVESTMENT ADVISORS, LLC

Office #1: 500 E Hwy 114 Ste 100, Southlake, TX 76092

RIA

CRD#: 154690

Southlake, TX

Past

May 19, 2022 - September 25, 2024

BLUESKY WEALTH ADVISORS, LLC

RIA

CRD#: 116760

WEST RICHLAND, WA

Past

February 9, 2021 - September 15, 2021

EP WEALTH ADVISORS

RIA

CRD#: 111147

Vancouver, WA

Past

September 27, 2018 - February 23, 2021

NEWFOCUS FINANCIAL GROUP, LLC

RIA

CRD#: 132578

VANCOUVER, WA

Past

May 24, 2017 - July 7, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

AMERICAN FORK, UT

Past

April 22, 2016 - June 22, 2018

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

AMERICAN FORK, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOLTIS INVESTMENT ADVISORS, LLC

CRD#: 154690 / SEC#: 801-71833

RIA

Registered Investment Advisory firm - (9/20/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(10/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/29/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/30/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/22/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/22/2016

General Securities Representative Examination

Current Firm

SOLTIS INVESTMENT ADVISORS, LLC

CRD#: 154690 / SEC#: 801-71833

RIA

Registered Investment Advisory firm - (9/20/2010 Approved)

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Contact information

Main Address

20 North Main Suite 400, St. George, UT 84770

Mailing Address

Phone number

(435) 674-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOLTIS BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	4,499
AUM (Assets Under Management)	$ 8,352,553,865

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Thomas C. Rasmussen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Craig Kwang-soo Rasmussen's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLUESKY WEALTH ADVISORS, LLC

EP WEALTH ADVISORS

NEWFOCUS FINANCIAL GROUP, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

SOLTIS INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/29/2017

Series 63

Date: 4/30/2016

SIE

Date: 6/22/2018

Series 7

Date: 4/22/2016

Current Firm

SOLTIS INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOLTIS INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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