Derek T. Schmidt

ALTUS WEALTH MANAGEMENT

Ft. Mitchell, KY 41017

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CRD#: 6626557

Professional summary

Derek Thomas Schmidt, CFP® is a registered financial advisor currently at ALTUS WEALTH MANAGEMENT, LLC located in Ft. Mitchell, Kentucky.

Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Derek has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Thomas Schmidt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

May 19, 2023 - Present

ALTUS WEALTH MANAGEMENT, LLC

Office #1: 2500 Chamber Center Drive Suite 202, Ft. Mitchell, KY 41017

RIA

CRD#: 153650

Ft. Mitchell, KY

Past

November 18, 2021 - December 15, 2022

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CINCINNATI, OH

Past

November 18, 2021 - December 15, 2022

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CINCINNATI, OH

Past

October 3, 2018 - October 7, 2021

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

LONE TREE, CO

Past

September 26, 2017 - June 5, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

LONE TREE, CO

Past

April 25, 2016 - October 7, 2021

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

COVINGTON, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALTUS WEALTH MANAGEMENT, LLC

CRD#: 153650 / SEC#: 801-80301

RIA

Registered Investment Advisory firm - (9/12/2014 Approved)

Indiana

Registered Investment Advisory firm - (5/1/2015 Terminated)

Kentucky

Registered Investment Advisory firm - (10/14/2014 Terminated)

Ohio

Registered Investment Advisory firm - (5/1/2015 Terminated)

Texas

Registered Investment Advisory firm - (5/1/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(5/19/2023)

IAR

Kentucky
(5/19/2023)

IAR

New York
(5/19/2023)

IAR

Ohio
(5/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/22/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/30/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/25/2016

General Securities Representative Examination

Current Firm

ALTUS WEALTH MANAGEMENT, LLC

CRD#: 153650 / SEC#: 801-80301

RIA

Registered Investment Advisory firm - (9/12/2014 Approved)

Indiana

Registered Investment Advisory firm - (5/1/2015 Terminated)

Kentucky

Registered Investment Advisory firm - (10/14/2014 Terminated)

Ohio

Registered Investment Advisory firm - (5/1/2015 Terminated)

Texas

Registered Investment Advisory firm - (5/1/2015 Terminated)

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Contact information

Main Address

2500 Chamber Center Drive Suite 202, Ft. Mitchell, KY 41017

Mailing Address

Phone number

(859) 815-8566

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALTUS ADV PART 2 (1/24/2025)

Regulatory assets under management

Total Number of Accounts	520
AUM (Assets Under Management)	$ 359,275,273

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Derek T. Schmidt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Thomas Schmidt's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

ALTUS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/22/2017

Series 63

Date: 4/30/2016

SIE

Date: 10/1/2018

Series 7

Date: 4/25/2016

Current Firm

ALTUS WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALTUS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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