MU
Matthew A. Umlauf
FOREFRONT ASSET MANAGEMENT
VIRGINIA BEACH, VA 23455
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CRD#: 6626170
MU
Professional summary
Matthew Aaron Umlauf is a registered financial advisor currently at FOREFRONT ASSET MANAGEMENT, LLC located in Virginia Beach, Virginia.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Matthew has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Umlauf is a professional musician and is a member of the Virginia Symphony Orchestra, where he maintains a concert schedule. This position provides a substantial source of Mr. Umlauf's income and involves a substantial amount of his time.
Mr. Umlauf is a licensed insurance agent. From time to time, he will offer clients advice or products from those activities. Clients should be aware that these services pay a commission and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Forefront Asset Management, LLC. always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of Forefront Asset Management, LLC in such individual's outside capacities.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Aaron Umlauf's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2016 - Present
FOREFRONT ASSET MANAGEMENT, LLC
Office #1: 1209 Independence Boulevard Suite 106, Virginia Beach, VA 23455RIA
CRD#: 281118
VIRGINIA BEACH, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FOREFRONT ASSET MANAGEMENT, LLC
FOREFRONT ASSET MANAGEMENT, LLC
CRD#: 281118 / SEC#: 801-132722
RIA
Registered Investment Advisory firm - (5/6/2025 Approved)Florida
Registered Investment Advisory firm - (6/3/2025 Terminated)New York
Registered Investment Advisory firm - (6/3/2025 Terminated)North Carolina
Registered Investment Advisory firm - (6/13/2025 Terminated)Texas
Registered Investment Advisory firm - (6/3/2025 Terminated)Virginia
Registered Investment Advisory firm - (6/10/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(5/23/2016)
Current Firm
FA
FOREFRONT ASSET MANAGEMENT, LLC
FOREFRONT ASSET MANAGEMENT, LLC
CRD#: 281118 / SEC#: 801-132722
RIA
Registered Investment Advisory firm - (5/6/2025 Approved)Florida
Registered Investment Advisory firm - (6/3/2025 Terminated)New York
Registered Investment Advisory firm - (6/3/2025 Terminated)North Carolina
Registered Investment Advisory firm - (6/13/2025 Terminated)Texas
Registered Investment Advisory firm - (6/3/2025 Terminated)Virginia
Registered Investment Advisory firm - (6/10/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1209 Independence Boulevard Suite 106, Virginia Beach, VA 23455
Mailing Address
Phone number
(757) 222-1880
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 800 |
| AUM (Assets Under Management) | $ 122,865,684 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
