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Tommy J. Thompson
CONCORDE INVESTMENT SERVICES
Palm Beach Gardens, FL 33410
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CRD#: 6626035
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Professional summary
Tommy John Thompson is a registered financial professional currently at CONCORDE INVESTMENT SERVICES, LLC located in Palm Beach Gardens, Florida.
Tommy is registered as a RR (Registered Representative) and started their career in finance in 2016. Tommy has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Tommy John Thompson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 14, 2016 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 3801 Pga Blvd. Suite 600, Palm Beach Gardens, FL 33410BD
CRD#: 151604
Palm Beach Gardens, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/8/2022)
RR
Arizona(7/6/2022)
RR
Arkansas(8/15/2024)
RR
California(12/10/2020)
RR
Colorado(2/25/2022)
RR
Connecticut(3/22/2021)
RR
Delaware(6/26/2020)
RR
District of Columbia(12/2/2021)
RR
Florida(9/14/2016)
RR
Georgia(9/8/2020)
RR
Illinois(10/9/2019)
RR
Iowa(12/16/2020)
RR
Kansas(6/26/2020)
RR
Louisiana(2/21/2022)
RR
Maryland(2/19/2021)
RR
Massachusetts(5/2/2020)
RR
Michigan(12/7/2020)
RR
Mississippi(5/1/2025)
RR
Montana(6/10/2022)
RR
Nevada(2/22/2022)
RR
New Jersey(4/30/2019)
RR
New Mexico(2/11/2022)
RR
New York(11/4/2016)
RR
North Carolina(11/22/2021)
RR
Ohio(10/22/2019)
RR
Oregon(2/10/2023)
RR
Pennsylvania(6/13/2025)
RR
Rhode Island(2/16/2022)
RR
South Carolina(7/12/2021)
RR
Tennessee(7/25/2022)
RR
Texas(12/7/2020)
RR
Utah(12/10/2021)
RR
Virginia(1/25/2022)
RR
Washington(7/16/2021)
RR
Wisconsin(3/4/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CONCORDE INVESTMENT SERVICES, LLC
CONCORDE INVESTMENT SERVICES, LLC
CRD#: 151604 / SEC#: , 8-68388
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Phone number
(248) 428-8008
Established
Michigan since 07/10/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONCORDE HOLDINGS INC. | OWNER / MANAGING MEMBER | |
| ARNOLD, AMY PERRYMAN | CHIEF DUE DILIGENCE OFFICER | 3037672 |
| DELONGCHAMP, DANIELLE LEIGH | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4901901 |
| GAKENHEIMER, JOHN HERBERT | REGISTERED OPTIONS PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL | 810171 |
| HOFER, KATHLEEN ANN | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1087639 |
| LOBERG, NICHOLAS | DIRECTOR OF BROKERAGE OPERATIONS | 6778518 |
| MCMURRY, KEITH | CHIEF OPERATIONS OFFICER | 5647966 |
| STACEY, JENNIFER LEIGH | CHIEF COMPLIANCE OFFICER | 2536581 |
| WOOLSON, NICOLE RENEE | DIRECTOR OF COMPLIANCE | 3143232 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
