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Christopher Frederick Wear Bishop

ARETE RESEARCH
London,
·CRD# 6625901·10 years experience

Professional Summary

Christopher Frederick Wear Bishop, who also goes by Christopher Bishop, is a registered financial advisor currently at ARETE RESEARCH LLC. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2016. Christopher has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Bishop

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

ARETE RESEARCH LLC·CRD# 128496
BD
First Floor 10 Ely Place, London, EC1N6ry
September 22, 2023 - Present
GOODBODY SECURITIES INC·CRD# 135790
BD
Dublin
January 13, 2022 - June 1, 2022
NORTHERN TRUST SECURITIES, INC.·CRD# 7927
BD
London
May 2, 2016 - September 22, 2017
AVIATE GLOBAL (US) LLP·CRD# 151430
BD
London
April 21, 2016 - May 3, 2016

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Current Firm

AR
ARETE RESEARCH LLC

ARETE RESEARCH LLC

CRD#: 128496 / SEC#: 8-66145
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

1309 Walmsley Ave, Dallas, TX 75208

Mailing Address

1309 Walmsley Ave, Dallas, TX 75208

Phone Number

(617) 357-4801

Established

Delaware since 06/20/2003

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (15 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ARETE RESEARCH LLPOWNER—
HASSAY, LAURIE ANNFINOP5676461
MERRILL, FRANCIS ROBERT IVHEAD OF US EQUITY SALES, CCO4734216

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(9/22/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2022About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2021About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2016About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Frederick Wear Bishop's CRS (Customer Relationship Summary).

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