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CB

Christopher F. Bishop

ARETE RESEARCH LLC
London, EC1N6ry
Some features on this profile are disabled
CRD#: 6625901
CB

Professional summary

Christopher Frederick Wear Bishop, who also goes by Christopher Bishop, is a registered financial professional currently at ARETE RESEARCH LLC .

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2016. Christopher has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christopher Bishop

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Frederick Wear Bishop's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 22, 2023 - Present

ARETE RESEARCH LLC

Office #1: First Floor 10 Ely Place, London, EC1N6ry
BD
CRD#: 128496
London,
Past

January 13, 2022 - June 1, 2022

GOODBODY SECURITIES INC

BD
CRD#: 135790
DUBLIN,
Past

May 2, 2016 - September 22, 2017

NORTHERN TRUST SECURITIES, INC.

BD
CRD#: 7927
London,
Past

April 21, 2016 - May 3, 2016

AVIATE GLOBAL (US) LLP

BD
CRD#: 151430
LONDON,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/22/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 3/8/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/13/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/16/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/21/2016
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AR
ARETE RESEARCH LLC
ARETE RESEARCH LLC

CRD#: 128496 / SEC#: , 8-66145

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
1309 Walmsley Ave, Dallas, TX 75208
Mailing Address
1309 Walmsley Ave, Dallas, TX 75208
Phone number
(617) 357-4801
Established
Delaware since 06/20/2003
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ARETE RESEARCH LLPOWNER
HASSAY, LAURIE ANNFINOP5676461
MERRILL, FRANCIS ROBERT IVHEAD OF US EQUITY SALES, CCO4734216

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARETE RESEARCH LLC

CRD#: 128496London, EC1N6ry

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