Francis Robert Merrill Iv
Professional Summary
Francis Robert Merrill IV, who also goes by Francis Robert Merrill, Robert Merrill, is a registered financial advisor currently at ARETE RESEARCH LLC located in Dallas, Texas. Francis is registered as a RR (Registered Representative) and started their career in finance in 2004. Francis has worked at 13 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Francis Robert Merrill, Robert Merrill
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
ARETE RESEARCH LLC
Contact Information
Main Address
1309 Walmsley Ave, Dallas, TX 75208Mailing Address
1309 Walmsley Ave, Dallas, TX 75208Phone Number
(617) 357-4801Established
Delaware since 06/20/2003Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (15 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/2/2020)
(3/30/2023)
(12/2/2020)
(12/2/2020)
(12/2/2020)
(12/2/2020)
(12/2/2020)
(12/2/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Francis Robert Merrill IV's CRS (Customer Relationship Summary).
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