MJ
Mark A. Johnson
AEGON ASSET MANAGEMENT US
Cedar Rapids, IA 52499-5338
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CRD#: 6625795
MJ
Professional summary
Mark Aaron Johnson is a registered financial advisor currently at AEGON ASSET MANAGEMENT US located in Cedar Rapids, Iowa and FORESIDE FUND SERVICES, LLC located in Cedar Rapids, Iowa.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Mark has worked at 3 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Aegon Asset Management, Investment Related, Cedar Rapids, IA, Managing Director, Strategic Partnerships, began 1996, 174 hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Aaron Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 23, 2017 - Present
AEGON ASSET MANAGEMENT US
Office #1: 6300 C Street Sw, Cedar Rapids, IA 52499-5338RIA
CRD#: 114537
Cedar Rapids, IA
Current
September 22, 2016 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 6300 C Street Sw, Cedar Rapids, IA 52499BD
CRD#: 46106
Cedar Rapids, IA
Past
March 28, 2016 - September 16, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
CEDAR RAPIDS, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AEGON ASSET MANAGEMENT US
AAM NA | AEGON USA INVESTMENT MANAGEMENT, LLC | AEGON ASSET MANAGEMENT US | AEGON ASSET MANAGEMENT NORTH AMERICA | AEGON ASSET MANAGEMENT | AEGON AM US | AEGON AM NA | AEGON AM
CRD#: 114537 / SEC#: 801-60667
RIA
Registered Investment Advisory firm - (11/1/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2024)
RR
Alaska(1/2/2024)
RR
Arizona(11/1/2016)
RR
Arkansas(1/2/2024)
RR
California(11/1/2016)
RR
Colorado(11/1/2016)
RR
Connecticut(1/2/2024)
RR
Delaware(1/2/2024)
RR
District of Columbia(1/2/2024)
RR
Florida(7/30/2018)
RR
Georgia(1/2/2024)
RR
Hawaii(1/2/2024)
RR
Idaho(1/2/2024)
RR
Illinois(11/1/2016)
RR
Indiana(1/2/2024)
RR
Iowa(9/22/2016)
IAR
Iowa(2/23/2017)
RR
Kansas(1/2/2024)
RR
Kentucky(1/2/2024)
RR
Louisiana(1/2/2024)
RR
Maine(1/2/2024)
RR
Maryland(1/2/2024)
RR
Massachusetts(7/30/2018)
RR
Michigan(1/2/2024)
RR
Minnesota(11/1/2016)
RR
Mississippi(1/2/2024)
RR
Missouri(1/2/2024)
RR
Montana(1/4/2024)
RR
Nebraska(1/2/2024)
RR
Nevada(1/2/2024)
RR
New Hampshire(1/2/2024)
RR
New Jersey(7/30/2018)
RR
New Mexico(1/2/2024)
RR
New York(7/30/2018)
RR
North Carolina(1/2/2024)
RR
North Dakota(1/2/2024)
RR
Ohio(1/2/2024)
RR
Oklahoma(1/2/2024)
RR
Oregon(1/2/2024)
RR
Pennsylvania(1/2/2024)
RR
Puerto Rico(1/2/2024)
RR
Rhode Island(1/2/2024)
RR
South Carolina(1/2/2024)
RR
South Dakota(1/2/2024)
RR
Texas(11/1/2016)
RR
Utah(11/1/2016)
RR
Vermont(1/2/2024)
RR
Virginia(1/2/2024)
RR
Washington(11/1/2016)
RR
West Virginia(1/2/2024)
RR
Wisconsin(11/1/2016)
RR
Wyoming(1/2/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AEGON ASSET MANAGEMENT US
AAM NA | AEGON USA INVESTMENT MANAGEMENT, LLC | AEGON ASSET MANAGEMENT US | AEGON ASSET MANAGEMENT NORTH AMERICA | AEGON ASSET MANAGEMENT | AEGON AM US | AEGON AM NA | AEGON AM
CRD#: 114537 / SEC#: 801-60667
RIA
Registered Investment Advisory firm - (11/1/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6300 C Street Sw, Cedar Rapids, IA 52499-5338
Mailing Address
Phone number
(319) 355-5408
Established
Firm type
Fiscal year end
# of Employees
239
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 199 |
| AUM (Assets Under Management) | $ 91,033,107,847 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/28/2024 | ||
| 07/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
