William Stephenson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Stephenson, who also goes by Will Cullen Stephenson, William C Stephenson, William Cullen Stephenson, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2017. William had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2025 - January 28, 2026
THE LEADERS GROUP, INC.
October 19, 2021 - May 19, 2025
P.J. ROBB VARIABLE, LLC
October 19, 2017 - August 27, 2021
MML INVESTORS SERVICES, LLC
September 21, 2017 - August 27, 2021
MML INVESTORS SERVICES, LLC
March 8, 2017 - July 6, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
