PS
Pavan K. Surabhi
CIBC WORLD MARKETS
NEW YORK, NY 10017
CRD#: 6624027
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PS
Pavan Kumar SurabhiCIBC WORLD MARKETS
Professional summary
Pavan Kumar Surabhi, who also goes by Pavan Kumar Surabhi, Pavan Surabhi, is a registered financial professional currently at CIBC WORLD MARKETS CORP. located in New York, New York.
Pavan is registered as a RR (Registered Representative) and started their career in finance in 2016. Pavan has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 57 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Pavan Kumar Surabhi | Pavan Surabhi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Pavan Kumar Surabhi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 27, 2026 - Present
CIBC WORLD MARKETS CORP.
Office #1: 300 Madison Avenue Sixth Floor, New York, NY 10017BD
CRD#: 630
NEW YORK, NY
Past
September 18, 2025 - May 27, 2026
LEERINK PARTNERS LLC
BD
CRD#: 39011
NEW YORK, NY
Past
November 21, 2022 - April 29, 2025
LAZARD FRERES & CO. LLC
BD
CRD#: 2528
NEW YORK, NY
Past
April 4, 2016 - January 9, 2018
WALLEYE TRADING LLC
BD
CRD#: 136196
WAYZATA, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/27/2026)
RR
Alaska(5/27/2026)
RR
Arizona(5/27/2026)
RR
Arkansas(5/27/2026)
RR
California(5/27/2026)
RR
Colorado(5/27/2026)
RR
Connecticut(5/27/2026)
RR
Delaware(5/27/2026)
RR
District of Columbia(5/27/2026)
RR
Florida(5/27/2026)
RR
Georgia(5/27/2026)
RR
Hawaii(5/27/2026)
RR
Idaho(5/27/2026)
RR
Illinois(5/27/2026)
RR
Indiana(5/27/2026)
RR
Iowa(5/27/2026)
RR
Kansas(5/27/2026)
RR
Kentucky(5/27/2026)
RR
Louisiana(5/27/2026)
RR
Maine(5/27/2026)
RR
Maryland(5/27/2026)
RR
Massachusetts(5/27/2026)
RR
Michigan(5/27/2026)
RR
Minnesota(5/27/2026)
RR
Mississippi(5/27/2026)
RR
Missouri(5/27/2026)
RR
Montana(5/27/2026)
RR
Nebraska(5/27/2026)
RR
Nevada(5/27/2026)
RR
New Hampshire(5/27/2026)
RR
New Jersey(5/27/2026)
RR
New Mexico(5/27/2026)
RR
New York(5/27/2026)
RR
North Carolina(5/27/2026)
RR
North Dakota(5/27/2026)
RR
Ohio(5/28/2026)
RR
Oklahoma(5/27/2026)
RR
Oregon(5/27/2026)
RR
Pennsylvania(5/27/2026)
RR
Puerto Rico(5/27/2026)
RR
Rhode Island(5/27/2026)
RR
South Carolina(5/27/2026)
RR
South Dakota(5/27/2026)
RR
Tennessee(5/27/2026)
RR
Texas(5/27/2026)
RR
Utah(5/27/2026)
RR
Vermont(5/27/2026)
RR
Virginia(5/27/2026)
RR
Washington(5/27/2026)
RR
West Virginia(5/27/2026)
RR
Wisconsin(5/27/2026)
RR
Wyoming(5/27/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 11/21/2022
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CIBC WORLD MARKETS CORP.
CIBC OPPENHEIMER | OPPENHEIMER & CO., INC. | CIBC WORLD MARKETS CORP. | CIBC WORLD MARKETS | CIBC OPPENHEIMER CORP.
CRD#: 630 / SEC#: , 8-18333
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
300 Madison Avenue Sixth Floor, New York, NY 10017
Mailing Address
300 Madison Avenue Sixth Floor, New York, NY 10017
Phone number
(212) 856-4000
Established
Delaware since 07/31/1969
Firm type
Corporation
Fiscal year end
October
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CIBC INC. | 100% SHAREHOLDER | |
| CONSOLA, PATRICK D | CHIEF COMPLIANCE OFFICER | 1133831 |
| DUBCZAK, ROMAN STEPAN | DIRECTOR | 5511542 |
| GRIFFITH, MARVIN SCOTT | PRINCIPAL FINANCIAL OFFICER | 1670889 |
| PERRY, ACHILLES M | GENERAL COUNSEL, ASSISTANT SECRETARY, DIRECTOR | 4183476 |
| PRICE, ERIC S | CHIEF EXECUTIVE OFFICER & PRESIDENT | 1985843 |
| TRABOULSI, ALFRED | MANAGING DIRECTOR, HEAD US INVESTMENT BANKING | 6594715 |
| ZELLERMAYER, MICHAEL | PRINCIPAL OPERATIONS OFFICER | 1662785 |
Disclosures
| Regulatory Event | 76 |
| Arbitration | 86 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
