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PG

Pramit Ghosh

LARSON FINANCIAL SECURITIES
ST. LOUIS, MO 63102
Some features on this profile are disabled
CRD#: 6623944
PG

Professional summary

Pramit Ghosh, who also goes by Neel Ghosh, is a registered financial professional currently at LARSON FINANCIAL SECURITIES, LLC located in St. Louis, Missouri.

Pramit is registered as a RR (Registered Representative) and started their career in finance in 2019. Pramit has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Neel Ghosh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Pramit Ghosh's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 12, 2025 - Present

LARSON FINANCIAL SECURITIES, LLC

Office #1: 100 N. Broadway Suite 1700, St. Louis, MO 63102
BD
CRD#: 152517
ST. LOUIS, MO
Past

September 17, 2019 - January 20, 2022

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/2/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/25/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/19/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

LF
LARSON FINANCIAL SECURITIES, LLC
LARSON FINANCIAL SECURITIES, LLC

CRD#: 152517 / SEC#: , 8-68456

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
100 N Broadway Suite 1700, Saint Louis, MO 63102
Mailing Address
100 N Broadway Suite 1700, Saint Louis, MO 63102
Phone number
(866) 569-2450
Established
Missouri since 11/18/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LARSON FINANCIAL HOLDINGS, LLCMANAGING MEMBER
MILLER, RANDY SCOTTPRINCIPAL OPERATIONS OFFICER4798775
MILLER, RANDY SCOTTFINOP4798775
MILLER, RANDY SCOTTCHIEF COMPLIANCE OFFICER4798775
MILLER, RANDY SCOTTPRINCIPAL FINANCIAL OFFICER4798775
WIENS, COLIN GREGORYPRESIDENT5841752

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LARSON FINANCIAL SECURITIES, LLC

CRD#: 152517St. Louis, MO 63102

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