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CRD#: 152517
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

LARSON FINANCIAL SECURITIES, LLC is located at 100 N Broadway Suite 1700, Saint Louis, MO 63102 and was first established at Kansas City, Missouri in 11/18/2009. After operating for 16 years, LARSON FINANCIAL SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of LARSON FINANCIAL SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. LARSON FINANCIAL SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at LARSON FINANCIAL SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access LARSON FINANCIAL SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at LARSON FINANCIAL SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for LARSON FINANCIAL SECURITIES, LLC Comes From

Understanding the Statistics for LARSON FINANCIAL SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
100 N Broadway Suite 1700, Saint Louis, MO 63102
Mailing Address
100 N Broadway Suite 1700, Saint Louis, MO 63102
Firm Size
Small
Phone Number
(866) 569-2450
Established
Missouri since 11/18/2009
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
LARSON FINANCIAL HOLDINGS, LLCMANAGING MEMBER
MILLER, RANDY SCOTTPRINCIPAL OPERATIONS OFFICER4798775
MILLER, RANDY SCOTTFINOP4798775
MILLER, RANDY SCOTTCHIEF COMPLIANCE OFFICER4798775
MILLER, RANDY SCOTTPRINCIPAL FINANCIAL OFFICER4798775
WIENS, COLIN GREGORYPRESIDENT5841752

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Advisor's working at LARSON FINANCIAL SECURITIES, LLC

DL

David Franklin Lochstampfor

IAR
RR
CRD#: 6148318
Location:
St. Charles, MO 63301
Company:
LARSON FINANCIAL GROUP, LLC
Disclosures:
Experience:
13 years
View Profile
JB

Jan Martha Barnes

Jan Barnes, Jan Bartel
IAR
RR
CRD#: 6128195
Location:
Lino Lakes, MN
Company:
LARSON FINANCIAL GROUP, LLC
Disclosures:
Experience:
10 years
View Profile
KS

Kathleen Marie Santiago

Kathleen Marie Santiago, Kathleen Marie Sigg
IAR
RR
CRD#: 6405441
CIMA®: Certified Investment Management Analyst
Location:
Denver, CO 80206
Company:
LARSON FINANCIAL GROUP, LLC
Disclosures:
Experience:
11 years
View Profile
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