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Pramit Ghosh

LARSON FINANCIAL SECURITIES
Chesterfield, MO
·CRD# 6623944·7 years experience

Professional Summary

Pramit Ghosh, who also goes by Neel Ghosh, is a registered financial advisor currently at LARSON FINANCIAL SECURITIES, LLC located in Chesterfield, Missouri. Pramit is registered as a RR (Registered Representative) and started their career in finance in 2019. Pramit has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Neel Ghosh

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

LARSON FINANCIAL SECURITIES, LLC·CRD# 152517
BD
14567 North Outer 40 Rd Suite 500, Chesterfield, MO 63017
February 12, 2025 - Present
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
September 17, 2019 - January 20, 2022

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Current Firm

LF
LARSON FINANCIAL SECURITIES, LLC

LARSON FINANCIAL SECURITIES, LLC

CRD#: 152517 / SEC#: 8-68456
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

100 N Broadway Suite 1700, Saint Louis, MO 63102

Mailing Address

100 N Broadway Suite 1700, Saint Louis, MO 63102

Phone Number

(866) 569-2450

Established

Missouri since 11/18/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LARSON FINANCIAL HOLDINGS, LLCMANAGING MEMBER—
MILLER, RANDY SCOTTPRINCIPAL OPERATIONS OFFICER4798775
MILLER, RANDY SCOTTFINOP4798775
MILLER, RANDY SCOTTCHIEF COMPLIANCE OFFICER4798775
MILLER, RANDY SCOTTPRINCIPAL FINANCIAL OFFICER4798775
WIENS, COLIN GREGORYPRESIDENT5841752

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2019About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jun 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2019About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Pramit Ghosh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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