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RM

Randy Scott Miller

CFP®
LARSON FINANCIAL GROUP
SAINT LOUIS, MO
·CRD# 4798775·22 years experience

Professional Summary

Randy Scott Miller, CFP®, who also goes by R Scott Miller, Scott Miller, is a registered financial advisor currently at LARSON FINANCIAL GROUP, LLC located in Saint Louis, Missouri and LARSON FINANCIAL SECURITIES, LLC located in St. Louis, Missouri. Randy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Randy has worked at 5 firms and has passed the Series 66, Series 52TO, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

R Scott Miller, Scott Miller

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

22 years in the financial services industry

Current & Past Employments

LARSON FINANCIAL GROUP, LLC·CRD# 140599
RIA
100 N Broadway Suite 1700, Saint Louis, MO 63102
July 19, 2007 - Present
LARSON FINANCIAL SECURITIES, LLC·CRD# 152517
BD
100 N. Broadway Suite 1700, St. Louis, MO 63102
July 21, 2010 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
St. Louis, MO
February 16, 2007 - August 2, 2010
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
St. Louis, MO
February 14, 2007 - August 2, 2010
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Chesterfield, MO
June 30, 2004 - October 4, 2006
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
June 17, 2004 - July 3, 2006
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Chesterfield, MO
June 17, 2004 - October 4, 2006

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Current Firm

LF
LARSON FINANCIAL GROUP, LLC

LARSON FINANCIAL GROUP, LLC | WORK OPTIONAL | THE PHYSICIANS THRIVE | OAKMONT FINANCIAL GROUP | MIDWEST WEALTH MANAGEMENT | LIONSGATE ADVISORS

CRD#: 140599 / SEC#: 801-71543
RIA
Registered Investment Advisory firm - SEC (6/23/2010 Approved)
Florida
Registered Investment Advisory firm - Florida (6/30/2010 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (6/30/2010 Terminated)
Kansas
Registered Investment Advisory firm - Kansas (6/30/2010 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (6/30/2010 Terminated)
Minnesota
Registered Investment Advisory firm - Minnesota (7/1/2010 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (6/30/2010 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (6/30/2010 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (7/30/2010 Terminated)
Texas
Registered Investment Advisory firm - Texas (6/30/2010 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (6/30/2010 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

100 N Broadway Suite 1700, Saint Louis, MO 63102

Phone Number

(866) 569-2450

# of Employees

131

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2026.03.13_ LFG FIRM BROCHURE_ ADV2A (3/13/2026)

Regulatory Assets Under Management

Total Number of Accounts

25,926

AUM (Assets Under Management)

$5,481,842,388

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/11/2026Cover PageReport
04/14/2026Cover PageReport
08/08/2024Cover PageReport
12/13/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRESIDENT & CEO SGM PROPERTIES, LLC REAL ESTATE - REAL ESTATE INVESTING & RENTAL PROPERTIES. SGM REALTY, LLC POSITION: Managing Member | Designated Managing Broker NATURE: Real Estate Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 07/26/2022 ADDRESS: 5500 N Illinois St., Suite A, Fairview Heights IL 62208, United States DESCRIPTION: Illinois Real Estate Brokerage - All activities required to start and operate the business. METRO EAST REAL ESTATE INVESTORS ASSOCIATION POSITION: Director on the Board of Directors NATURE: The Metro East Real Estate Investors Association's?("MEREIA") mission is to educate investors and landlords on the ethical creation of wealth through real estate, and to promote a positive public image of the real estate industry, while helping to enact investor-friendly legislation.?MEREIA? is a not for profit corporation formed to assist investors, landlords and property managers in keeping up with changing legislation and learning newer or more economical methods of maintaining compliance with existing laws while maximizing cash flow opportunities. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 09/06/2023 ADDRESS: 1022 Vandalia Sst, Collinsville IL 62234, United States DESCRIPTION: General Powers: Except as otherwise provided by applicable law, all powers of the Corporation shall be exercised by or under the authority of, and the affairs of the Corporation managed under the direction of its board of directors. SGM AGRISYSTEMS, LLC Position: President & CEO Investment Related: No Start Date: 08/07/2026 Address: 1506 Manchester Dr, Shiloh, IL 62269, United States Nature of Business / Description: Newly formed agricultural business focused on developing specialty crop production and related agricultural activities. Duties: Business planning, market and production research, identifying potential farmland and agricultural operators, and general management and oversight of the business. Compensation: Owner distributions from business profits, if any. No salary or fixed compensation. Owner distributions from business profits, if any. No salary or fixed compensation.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LARSON FINANCIAL GROUP, LLC

LARSON FINANCIAL GROUP, LLC | WORK OPTIONAL | THE PHYSICIANS THRIVE | OAKMONT FINANCIAL GROUP | MIDWEST WEALTH MANAGEMENT | LIONSGATE ADVISORS

CRD#: 140599 / SEC#: 801-71543
RIA
Registered Investment Advisory firm - SEC (6/23/2010 Approved)
Florida
Registered Investment Advisory firm - Florida (6/30/2010 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (6/30/2010 Terminated)
Kansas
Registered Investment Advisory firm - Kansas (6/30/2010 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (6/30/2010 Terminated)
Minnesota
Registered Investment Advisory firm - Minnesota (7/1/2010 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (6/30/2010 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (6/30/2010 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (7/30/2010 Terminated)
Texas
Registered Investment Advisory firm - Texas (6/30/2010 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (6/30/2010 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(10/23/2018)
RR
Alaska
(11/27/2018)
RR
Arizona
(10/24/2018)
RR
Arkansas
(11/27/2018)
RR
California
(1/30/2018)
RR
Colorado
(11/8/2018)
RR
Connecticut
(10/22/2018)
RR
Delaware
(12/20/2018)
RR
District of Columbia
(10/23/2018)
RR
Florida
(10/23/2018)
RR
Georgia
(12/14/2018)
RR
Hawaii
(2/19/2019)
RR
Idaho
(10/23/2018)
RR
Illinois
(7/28/2010)
IAR
Illinois
(1/3/2011)
RR
Indiana
(10/22/2018)
RR
Iowa
(10/23/2018)
RR
Kansas
(11/5/2018)
RR
Kentucky
(10/30/2018)
RR
Louisiana
(10/23/2018)
RR
Maine
(10/23/2018)
RR
Maryland
(10/29/2018)
RR
Massachusetts
(11/26/2018)
RR
Michigan
(10/25/2018)
RR
Minnesota
(10/23/2018)
RR
Mississippi
(10/24/2018)
RR
Missouri
(7/22/2010)
RR
Montana
(2/21/2018)
RR
Nebraska
(2/2/2018)
RR
Nevada
(10/31/2018)
RR
New Hampshire
(10/31/2018)
RR
New Jersey
(10/25/2018)
RR
New Mexico
(10/23/2018)
RR
New York
(10/23/2018)
RR
North Carolina
(10/23/2018)
RR
North Dakota
(10/23/2018)
RR
Ohio
(10/22/2018)
RR
Oklahoma
(10/22/2018)
RR
Oregon
(10/23/2018)
RR
Pennsylvania
(10/25/2018)
RR
Rhode Island
(10/25/2018)
RR
South Carolina
(10/24/2018)
RR
South Dakota
(10/25/2018)
RR
Tennessee
(1/31/2018)
RR
Texas
(10/23/2018)
RR
Utah
(10/23/2018)
RR
Vermont
(10/23/2018)
RR
Virginia
(10/22/2018)
RR
Washington
(10/22/2018)
RR
West Virginia
(11/13/2018)
RR
Wisconsin
(10/23/2018)
RR
Wyoming
(10/24/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2007About the Series 66 exam

Series 52TO — Municipal Securities Representative Examination

Passed Sep 2025About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2004About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 53 — Municipal Securities Principal Examination

Passed Dec 2017About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 2017About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Aug 2016About the Series 24 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jun 2016About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jun 2016About the Series 10 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Randy Scott Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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RM
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