JM
John D. Mcclellan
U. S. BOSTON CAPITAL
Lincoln, MA 01773
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CRD#: 6623538
JM
Professional summary
John Drew Mcclellan is a registered financial advisor currently at U. S. BOSTON CAPITAL CORPORATION located in Lincoln, Massachusetts.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. John has worked at 2 firms and has passed the Series 66, SIE, Series 79 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
As of March 2016, Mr. McClellan is Principal of Pear Tree Partners LP. Pear Tree Partners LP is an SEC registered Investment Advisor located at 55 Old Bedford Road, Lincoln MA 01733 that acts as the managing member of limited liability companies formed to hold investments in small private companies. Mr. McClellan is compensated, and the hours spent on this other business vary. As of August 2018, Mr. McClellan is a board observer for Tamr, a provider of data integration and analytic services for large private and government enterprises located at 66 Church Street Cambridge MA. No compensation and is investment related. On average, Mr. McClellan spends 3 hours per month in this role, most of which are during securities trading hours. Mr. McClellan serves as trustee for certain clients and non-clients, and he may be compensated for his role as trustee depending on the terms of each trustee arrangement. The activity is conducted from 55 Old Bedford Road, Suite 202, Lincoln MA 01773. This role is investment related. Mr. McClellan spends 8 hours per month in this role, 2 of which are during securities trading hours. As of December 2021, Mr. McClellan is a board member of Nailbiter a company that observes Shoppers and Consumers purchasing products in-store and online (quantitatively and globally). Nailbiter is located at 1211Sunset Hill Rd st 600 Reston, VA. This role is not compensated and is investment related. Mr. McClellan spends 4 hours per month all during trading hours. As of December 2021, Mr. McClellan is a member US Boston & Groma Opportunity Zone Fund III Strategic Oversight Committee. US Boston & Groma Opportunity Zone Fund III is a real estate opportunity zone fund. All investments are in real estate in greater Boston area. GROMA is located at 31 New Chardon Street Boston, MA 02114. This role is compensated and is investment related. Mr. McClellan spends 8 hours per month 8 of which are during securities trading hours. As of October 2024, Mr. McClellan is a board observer for each of the entities listed below. Each role is not compensated and is investment related. Mr. McClellan spends 1 hour per month on each company 1 of which is during securities trading hours. 1. Vanu Inc., a company that Designs, manufactures, distributes and leases fully integrated cell phone towers to expand network reach in rural/less developed markets. Vanu is located at 81 Hartwell Avenue, Lexington, MA 02421. 2. Javelin Biotech Inc. a biotechnology company that enables use of human tissue in drug development trials to subsJavelin Biotech is at located 299 Washington Street, Woburn, MA 01801. 3.Olaris, Inc. Life sciences company providing tests that identify potential organ transplant rejection. Olaris is located at 175 Crossing Blvd., Framingham, MA 01702. 4.TalkingHeads, Inc. a Wireless 5G cellular infrastructure company. Talking Heads is located at 444 Somerville Ave, Somerville, MA 02143. 5.Home Tech Innovation Inc. A company that makes Smart, connected kitchen appliance with patented cool-to-cook technology and parallel frozen food subscription. Home Tech Innovation is located at 1035 Cambridge St #11A, Cambridge, MA 02141.
CRS (Client Relationship Summary) - RIA
Click below to view John Drew Mcclellan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Drew Mcclellan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 15, 2024 - Present
U. S. BOSTON CAPITAL CORPORATION
Office #1: 55 Old Bedford Road Suite 202, Lincoln, MA 01773RIA
BD
CRD#: 5251
Lincoln, MA
Current
June 1, 2016 - Present
U. S. BOSTON CAPITAL CORPORATION
Office #1: Lincoln North, Lincoln, MA 01773RIA
BD
CRD#: 5251
Lincoln, MA
Past
July 7, 2021 - September 18, 2025
PEAR TREE PARTNERS, LP
RIA
CRD#: 152581
LINCOLN, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
US
U. S. BOSTON CAPITAL CORPORATION
U. S. BOSTON CAPITAL CORPORATION
CRD#: 5251 / SEC#: 801-130044, 8-15885
RIA
Registered Investment Advisory firm - SEC (4/26/2024 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/12/2019)
RR
Alaska(9/12/2019)
RR
Arizona(9/12/2019)
RR
Arkansas(9/12/2019)
RR
California(6/16/2016)
RR
Colorado(9/12/2019)
RR
Connecticut(6/16/2016)
RR
District of Columbia(11/16/2017)
RR
Florida(6/16/2016)
RR
Georgia(9/12/2019)
RR
Hawaii(9/12/2019)
RR
Idaho(9/12/2019)
RR
Illinois(11/16/2017)
RR
Indiana(9/12/2019)
RR
Iowa(9/13/2019)
RR
Kansas(9/12/2019)
RR
Kentucky(9/12/2019)
RR
Louisiana(9/12/2019)
RR
Maine(6/16/2016)
RR
Maryland(6/16/2016)
RR
Massachusetts(6/16/2016)
IAR
Massachusetts(5/15/2024)
RR
Michigan(11/16/2017)
RR
Minnesota(11/16/2017)
RR
Mississippi(9/12/2019)
RR
Missouri(9/12/2019)
RR
Montana(9/12/2019)
RR
Nebraska(9/12/2019)
RR
Nevada(9/12/2019)
RR
New Hampshire(6/16/2016)
RR
New Jersey(6/16/2016)
RR
New Mexico(9/12/2019)
RR
New York(6/16/2016)
RR
North Carolina(11/16/2017)
RR
North Dakota(9/12/2019)
RR
Ohio(9/12/2019)
RR
Oklahoma(11/16/2017)
RR
Oregon(9/12/2019)
RR
Pennsylvania(4/20/2021)
RR
Puerto Rico(9/12/2019)
RR
Rhode Island(6/16/2016)
RR
South Carolina(11/12/2018)
RR
Tennessee(9/12/2019)
RR
Texas(6/16/2016)
RR
Utah(11/12/2018)
RR
Vermont(9/12/2019)
RR
Virginia(6/16/2016)
RR
Washington(9/12/2019)
RR
West Virginia(9/12/2019)
RR
Wisconsin(9/12/2019)
RR
Wyoming(9/12/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
US
U. S. BOSTON CAPITAL CORPORATION
U. S. BOSTON CAPITAL CORPORATION
CRD#: 5251 / SEC#: 801-130044, 8-15885
RIA
Registered Investment Advisory firm - SEC (4/26/2024 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
Lincoln North Suite 202, Lincoln, MA 01773
Mailing Address
55 Old Bedford Road Suite 202, Lincoln, MA 01773
Phone number
(781) 259-1144
Established
Massachusetts since 04/23/1970
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
5
SEC notice filing (4 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| U.S. BOSTON CORPORATION | SHAREHOLDER | |
| HUNT, DIANE | TREASURER | 1314708 |
| HUNT, DIANE | PRINCIPAL OPERATIONS OFFICER | 1314708 |
| KESSINGER, DEBORAH ANNE | PRESIDENT, CHIEF COMPLIANCE OFFICER, BROKER DEALER | 1801530 |
| MONISOV, ALINA | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISORY | 6235159 |
| OKUROWSKI, LEON | VICE PRESIDENT, DIRECTOR AND CLERK | 351799 |
| UMPHREY, WILLARD LEE | DIRECTOR | 451556 |
Regulatory assets under management
| Total Number of Accounts | 271 |
| AUM (Assets Under Management) | $ 359,787,261 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/17/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
U. S. BOSTON CAPITAL CORPORATION
CRD#: 5251Lincoln, MA 01773TRUST BUT VERIFY
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